Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Michael MageeAmeriprise Financial Services, LLCMorgan Stanley$2507-27-2018
Jason Andrew AjmoAmeriprise Financial Services, LLCMorgan Stanley$19108-03-2018
William Thomas Johnson Jr.National Securities CorporationMorgan Stanley08-31-2018
Steven Clark BarlowEdward JonesMorgan Stanley08-31-2018
Matthew Timothy ShaferRaymond James & Associates, Inc.Morgan Stanley$10008-31-2018
David Lynn TheriaultWells Fargo Clearing Services, LLCMorgan Stanley$10009-07-2018
Dawnna Darlene WilsonWells Fargo Clearing Services, LLCMorgan Stanley09-07-2018
Jordi R. BusseJ.P. Morgan Securities LLCMorgan Stanley09-11-2018
Marcus Paul SmithJ.P. Morgan Securities LLCMorgan Stanley09-12-2018
Patricia Lynn SansRaymond James & Associates, Inc.Morgan Stanley$15009-14-2018
Seraphim M. RineRaymond James & Associates, Inc.Morgan Stanley$5009-14-2018
Edward KleinmanRaymond James & Associates, Inc.Morgan Stanley$15009-17-2018
Jaime Fernando De BettioUBS Financial Services Inc.Morgan Stanley09-19-2018
Shannon L LoseyWells Fargo Clearing Services, LLCMorgan Stanley$5010-02-2018
Robert Francis ColoretAmeriprise Financial Services, LLCMorgan Stanley$5410-05-2018
Angela Lucille ColoretAmeriprise Financial Services, LLCMorgan Stanley10-10-2018
Christian J. SotomayorAragon Capital LLCMorgan Stanley10-16-2018
Tara Savina DelucaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-18-2018
Robert Mark WeissRaymond James Financial Services, Inc.Morgan Stanley$7010-19-2018
Rhonda Lynn MorcilloRaymond James & Associates, Inc.Morgan Stanley10-29-2018
Travis Clemente RichVALIC Financial Advisors, Inc.Morgan Stanley11-01-2018
Vittorio ValentiSantander Securities LLCMorgan Stanley11-02-2018
Joanne Marie GermakMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-09-2018
Elizabeth Ann StewartCetera Financial Specialists LLCMorgan Stanley11-15-2018
Edward Albert CarterAmeriprise Financial Services, LLCMorgan Stanley$5711-23-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.