Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandy JukelAmeriprise Financial Services, Inc. Services, Inc.Morgan Stanley$18103-29-2019
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Michael C. GilbertWells Fargo Clearing Services, LLCMorgan Stanley03-29-2019
Ivan Salim PortalatinBCI Securities, Inc.Morgan Stanley03-18-2019
Shane Michael ObrienRaymond James & Associates, Inc.Morgan Stanley02-28-2019
Robert DeblasioWells Fargo Clearing Services, LLCMorgan Stanley$2502-15-2019
Steven Andrew RodmanWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Carlos NinoRaymond James & Associates, Inc.Morgan Stanley02-15-2019
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley$24002-07-2019
Gregory E StevensRaymond James & Associates, Inc.Morgan Stanley$5002-07-2019
Stephen Vincent SpiresRaymond James & Associates, Inc.Morgan Stanley02-07-2019
Shawn M. TeufelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2019
Marco OreamunoBolton Global CapitalMorgan Stanley$23001-23-2019
Marco OreamunoBolton Global CapitalMorgan Stanley$5001-23-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
Elizabeth A. GreenBB&T Securities, LLCMorgan Stanley$5001-09-2019
Sugeil Milagros PerezWells Fargo Clearing Services, LLCMorgan Stanley$15012-07-2018
Edward Albert CarterAmeriprise Financial Services, Inc.Morgan Stanley$5711-23-2018
Robert WeissRaymond JamesMorgan Stanley$10010-19-2018
Robert Mark WeissRaymond James Financial Services, Inc.Morgan Stanley$7010-19-2018
Robert Francis ColoretAmeriprise Financial Services, Inc.Morgan Stanley$5410-05-2018
Edward KleinmanRaymond James & Associates, Inc.Morgan Stanley$15009-17-2018
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley$17009-14-2018
Patricia Lynn SansRaymond James & Associates, Inc.Morgan Stanley$15009-14-2018
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Showing 26 to 50 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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