Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angel Munoz BonillaMorgan StanleyMorgan Stanley & Co. Incorporated$20006-01-2009
Willard Lee Rumley IIIMorgan StanleyMorgan Stanley & Co. Incorporated$20006-01-2009
Merilyn Terpening ShadMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
John William ToggweilerMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Patricia Ann Doebler CabralMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Scott F. HeyerMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Rene Aristides EspinalMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Luis F. ArriolaMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
James Howard SternMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Maxwell Carter BoalesMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Arthur Harrison Shad Jr.Morgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Samantha L ZapoleonMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Roy H. SavarickMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Dvora Lange CallahanMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Jeffrey ShoverMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Karyn Dianne HoffmanMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Roman SazonovMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Michael Hillard SuitMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Anna Maria SomozaMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Maryanne Elizabeth SarfatiMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Thomas Edward CappielloMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Alfred Joseph EsproMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Rita Maria ConwayMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Jonathan Eric FaberMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Dean D TrindleMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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