Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Mathew ForstotWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC01-01-2009
Michael Lawrence GravesUBS Financial Services Inc.Morgan Stanley & Co. LLC$50001-02-2009
Nicholas Alfred Maurillo Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
David Mc QuadeUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Nancy Carol PowellUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Peter Anthony NicolettiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC$15001-09-2009
Cynthia M. LopezUBS Financial Services Inc.Morgan Stanley & Co. LLC$50001-09-2009
Jennifer Marie WoodsUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Jerrey Alan ThurstonUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-15-2009
Peter E. Kelly Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-16-2009
James C. PerezUBS Financial Services Inc.Morgan Stanley & Co. LLC$50001-16-2009
Robert James JurgensUBS Financial Services Inc.Morgan Stanley & Co. LLC$12401-23-2009
David Yale ShugolH&R Block Financial Advisors, Inc.Morgan Stanley & Co. LLC$25001-30-2009
Dwight Clyde WestUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-13-2009
Francis Donald NerudaAmeriprise Advisor Services, Inc.Morgan Stanley & Co. LLC02-13-2009
Kelly Marvin BarnettEdward JonesMorgan Stanley & Co. LLC02-20-2009
Thomas John ClearyUBS Financial Services Inc.Morgan Stanley & Co. LLC$25002-27-2009
Francisco Javier TorresAmeriprise Financial Services, Inc.Morgan Stanley & Co. LLC$50002-27-2009
John Buell FaberWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC$50002-27-2009
Robert Charles WhittingtonUBS Financial Services Inc.Morgan Stanley & Co. LLC02-27-2009
David W. BurdenUBS Financial Services Inc.Morgan Stanley & Co. LLC02-27-2009
Susan G. Somers PollockUBS Financial Services Inc.Morgan Stanley & Co. LLC$50003-09-2009
Eric Feil LubitzUBS Financial Services Inc.Morgan Stanley & Co. LLC$50003-09-2009
Cynthia Jo GilmoreRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10003-13-2009
Jeremy Jay ChaffinRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10003-13-2009
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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