Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Mc QuadeUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Nancy Carol PowellUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Nicholas Alfred Maurillo Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Jerrey Alan ThurstonUBS Financial Services Inc.Morgan Stanley & Co. LLC01-15-2009
Peter E. Kelly Jr., James C. PerezUBS Financial Services Inc.Morgan Stanley & Co. LLC01-16-2009
Dwight Clyde WestUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-13-2009
John Buell FaberWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-27-2009
Thomas John Cleary, Robert Charles Whittington, David W. BurdenUBS Financial Services Inc.Morgan Stanley & Co. LLC$2502-27-2009
Francisco Javier TorresAmeriprise Financial Services, Inc.Morgan Stanley & Co. LLC02-27-2009
Eric Feil LubitzUBS Financial Services Inc.Morgan Stanley & Co. LLC$5003-09-2009
Cynthia Jo GilmoreRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10003-13-2009
Beverly Jean LoyCetera Advisors LLCMorgan Stanley & Co. LLC05-01-2009
Norma Iris SepulvedaMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Keith Anthony FernandezMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Sean Patrick QuinnMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Stephen C HugginsMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Robert William HarvieMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Paul Russell SniderMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Mark Barry KaltzMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Timothy Alan FriedlMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Thomas Alan McKnightMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Joseph Philip RakowskiMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Jayne Ward MillsMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Stephen Alan ShermanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Kent Alan AkinsMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
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Showing 1 to 25 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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