Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James HeckAllstate Financial Services, LLCNew England Securities10-13-2014
James Michael MurphyAllstate Financial Services, LLCNew England Securities$2504-19-2013
Luis GonzalezAllstate Financial Services, LLCNew England Securities01-22-2013
James Edward RiceAmeriprise Financial Services, LLCNew England Securities01-13-2012
Dorothy Alice AdairAmeriprise Financial Services, LLCNew England Securities01-21-2010
James Edward CarlsonBaystate Wealth ManagementNew England Securities12-10-2012
Victor Louis MullinsCantella & Co., Inc.New England Securities$2502-07-2014
Scott William MillerCetera Advisors LLCNew England Securities12-07-2012
Richard L. ShapiroCetera Financial Specialists LLCNew England Securities$5005-23-2013
Abelardo Marcos HernandezCharles Schwab & Co., Inc.New England Securities01-09-2012
Phillip A. TheissCharles Schwab & Co., Inc.New England Securities12-05-2011
Patricia A KelymanChase Investment Services Corp.New England Securities09-01-2010
Benjamin Kyle RobinsonChase Investment Services Corp.New England Securities04-01-2010
Angela Frances DalyChase Investment Services Corp.New England Securities09-01-2009
Dexter Anthony MorrisonChase Investment Services Corp.New England Securities08-01-2009
Mathew ValentineChase Investment Services Corp.New England Securities06-05-2009
Minerva RodriguezCitigroup Global Markets Inc.New England Securities06-22-2012
Laura Noel WoodsCommonwealth Financial NetworkNew England Securities08-31-2010
Brian Matthew DialD2 Capital ManagementNew England Securities03-23-2012
Nicholas J. McInteeGWN Securities Inc.New England Securities06-07-2010
Diana Georgena PersaudIndependent Financial PartnersNew England Securities09-07-2012
Cory Reed WaltonINVEST Financial CorporationNew England Securities$5003-28-2012
Luis Fernando Chaves-OrregoINVEST Financial CorporationNew England Securities$5003-16-2012
Stephen Davis MilesINVEST Financial CorporationNew England Securities03-16-2011
Robert Settimio CupelloInvestacorp, Inc.New England Securities11-01-2013
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.