Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler MollRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-22-2020
Christopher Clay McananyPruco Securities, LLC.Northwestern Mutual Investment Services, LLC09-11-2020
Ana ZamoraSagePoint Financial, Inc.Northwestern Mutual Investment Services, LLC08-03-2020
Michael S MorrisonFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC07-21-2020
James Anderson Horn IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-28-2020
Angela C QuintanaEquitable Advisors, LLCNorthwestern Mutual Investment Services, LLC04-23-2020
Bryan E SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-03-2020
Clinton Roy Andrew HarrisPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-10-2020
Rodrigo CherubinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2020
Daniel PegueroPNC InvestmentsNorthwestern Mutual Investment Services, LLC01-24-2020
Marie B GirvinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-18-2019
Claudio M Gambin NetoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-16-2019
Kayla R MatterRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC10-23-2019
Lantz Allan MartinLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-11-2019
David Joseph VieraJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-09-2019
Matthew DogaliLincoln InvestmentNorthwestern Mutual Investment Services, LLC06-19-2019
Gregory SinadinosEdward JonesNorthwestern Mutual Investment Services, LLC05-31-2019
John J PreceNational Securities CorporationNorthwestern Mutual Investment Services, LLC05-10-2019
David Alan Willett IiCreative PlanningNorthwestern Mutual Investment Services, LLC05-08-2019
Sean Patrick TuiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-30-2019
Luis Felipe PintoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-29-2019
Richard Albert DAndreaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC04-04-2019
Jose Manuel Mon CastilloJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC02-27-2019
Anatoly IofeUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC12-17-2018
Conor R ArmstrongGoldman Sachs & Co.Northwestern Mutual Investment Services, LLC11-05-2018
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.