Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan E SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-03-2020
Rodrigo CherubinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2020
Marie B. GirvinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-18-2019
Claudio M. Gambin NetoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-16-2019
Sean Patrick TuiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-30-2019
Michael Dominick ParadisoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-23-2018
Erica S. OgdenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-28-2018
James Roger McDonaldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-31-2018
Angelique Theresa WhitehouseMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-25-2018
Adam C. TaylorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-06-2018
Michael J. KaneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Victor MrazMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-26-2017
Carol Hakemian FeltMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-31-2017
Matthew Richard OlsenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1007-17-2017
Scott MabryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-05-2017
Mark Andrew CourchaneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-02-2016
Diane Picciotto EverhartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$20004-24-2015
Ryan David GlynnMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-10-2015
Catherine D. StocktonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-27-2015
Ashley M. GlynnMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-18-2015
Tyler Jameson HustonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2015
Hector CeballosMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-03-2015
James William Winstel Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-02-2015
David S. PieronowskiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-11-2014
Todd A. BryantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-11-2014
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.