Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Francis Carroll IVNational Securities CorporationOppenheimer & Co. Inc.$15010-16-2018
John Francis CombsRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$2508-30-2017
Paul Norman GershonRBC Capital Markets, LLCOppenheimer & Co. Inc.07-07-2017
Marlene Y A RobertsNorthwestern Mutual Investment Services, LLCOppenheimer & Co. Inc.05-22-2017
EDWARD THOMAS MCFARLANEInternational Assets Advisory, LLCOppenheimer & Co. Inc.02-21-2017
Jaclyn Lee RichLPL Financial LLCOppenheimer & Co. Inc.02-14-2017
Warren Harris StraussAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5002-10-2017
Jeffrey Louis MarchittoLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$112-07-2016
Michael Earl ShaverPrincipal Securities, Inc.Oppenheimer & Co. Inc.12-07-2016
Bruce E LangAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2512-02-2016
Albert Glenn McnortonLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$15012-01-2016
Brian Douglas EngstromStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$10010-20-2016
Jason Hunter LikensInternational Assets Advisory, LLCOppenheimer & Co. Inc.08-17-2016
Ryan StecklerJanney Montgomery Scott LLCOppenheimer & Co. Inc.$15007-18-2016
Fabian Horacio SchmilovichMorgan StanleyOppenheimer & Co. Inc.$10006-10-2016
Jenee Campana PetersPlatinum Wealth PartnersOppenheimer & Co. Inc.06-03-2016
Ariel A RiveroJefferies LLCOppenheimer & Co. Inc.$10005-13-2016
Eric John KucheraRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.02-19-2016
Neil David SniderRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$5002-19-2016
Yan BinderWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.10-23-2015
Paula VeltriAegis Capital Corp.Oppenheimer & Co. Inc.08-12-2015
Tara Ashley MacedoSunTrust Investment Services, Inc.Oppenheimer & Co. Inc.06-08-2015
Linda Ann MelcerUBS Financial Services Inc.Oppenheimer & Co. Inc.05-04-2015
Eva Alison ZeffUBS Financial Services Inc.Oppenheimer & Co. Inc.04-30-2015
Kevin Allen KuharUBS Financial Services Inc.Oppenheimer & Co. Inc.04-30-2015
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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