Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Theodore KemmLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$1,00003-27-2020
Timothy Patrick GarrettsonHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.01-21-2020
Rebecca Louise BeckettHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.$15001-17-2020
James Richard McArdleHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.01-08-2020
Michael SandbergAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-22-2019
Eleni Marie SkibaAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-22-2019
Lawrence Michael MargolinAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15011-22-2019
Michael Lawrence LeakeGWN Securities Inc.Oppenheimer & Co. Inc.$15007-08-2019
Laura Ann ColavitoStoever, Glass & Company Inc.Oppenheimer & Co. Inc.07-01-2019
Arthur Theodore Brown Jr.Southport CapitalOppenheimer & Co. Inc.06-13-2019
Jonathan James MilesSouthport CapitalOppenheimer & Co. Inc.06-13-2019
Carolina RestrepoMorgan StanleyOppenheimer & Co. Inc.04-22-2019
John Francis Carroll IVNational Securities CorporationOppenheimer & Co. Inc.$15010-16-2018
Michael Jay ShatskySky Alpha Asset Advisors LLCOppenheimer & Co. Inc.$15008-23-2018
Andrew Benjamin EdenbaumNational Securities CorporationOppenheimer & Co. Inc.$10007-02-2018
John Francis CombsRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$2508-30-2017
Paul Norman GershonRBC Capital Markets, LLCOppenheimer & Co. Inc.$2507-07-2017
Bruce E. LangAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2506-06-2017
Marlene Y A RobertsNorthwestern Mutual Investment Services, LLCOppenheimer & Co. Inc.05-22-2017
Edward Thomas McFarlaneInternational Assets Advisory, LLCOppenheimer & Co. Inc.$5002-21-2017
Jaclyn Lee RichLPL Financial LLCOppenheimer & Co. Inc.02-14-2017
Warren Harris StraussAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5002-10-2017
Michael E. ShaverPrincipal Securities, Inc.Oppenheimer & Co. Inc.12-07-2016
Jeffrey Louis MarchittoLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$2512-07-2016
Albert Glenn McNortonLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$10012-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.