Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Steven GaerAegis Capital Corp.Oppenheimer & Co. Inc.$5011-08-2016
Paula VeltriAegis Capital Corp.Oppenheimer & Co. Inc.08-12-2015
Julian Irwin StooplerAegis Capital Corp.Oppenheimer & Co. Inc.03-27-2015
Scott Alden WashburnAegis Capital Corp.Oppenheimer & Co. Inc.$2502-20-2015
Michael SandbergAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-22-2019
Eleni Marie SkibaAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-22-2019
Lawrence Michael MargolinAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15011-22-2019
Bruce E. LangAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2506-06-2017
Warren Harris StraussAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5002-10-2017
James Davidson HenryAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5009-22-2014
Billie Leon TempelAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5008-15-2014
Kevin M McWilliamsAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2508-15-2014
Douglas D. DinzikAmeriprise Financial Services, LLCOppenheimer & Co. Inc.08-31-2012
Matthew Steven GaerAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5001-01-2011
Michael Joseph Dellaporta Jr.Ameriprise Financial Services, LLCOppenheimer & Co. Inc.09-10-2010
Michael Joseph Dellaporta IIIAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15009-10-2010
Brian Arthur TaylorAnderson & Strudwick, IncorporatedOppenheimer & Co. Inc.07-30-2010
Victoria Bernadette AnctilCapital Guardian, LLCOppenheimer & Co. Inc.$2504-07-2010
Maurice C WildeCetera Advisors LLCOppenheimer & Co. Inc.$10004-05-2013
Howard Brett McAteeCetera Investment Services LLCOppenheimer & Co. Inc.03-27-2015
Rigoberto P. DapenaCGIS Securities LLCOppenheimer & Co. Inc.08-02-2013
Jane Lang FincherDominick & Dickerman LLCOppenheimer & Co. Inc.01-27-2010
Michael Lawrence LeakeGWN Securities Inc.Oppenheimer & Co. Inc.$15007-08-2019
Timothy Patrick GarrettsonHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.01-21-2020
Rebecca Louise BeckettHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.$15001-17-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.