Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Glenn McNortonLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$10012-01-2016
Alberto RoditiNew River InvestmentsOppenheimer & Co. Inc.09-07-2011
Amanda Sabitoni BurnettMorgan StanleyOppenheimer & Co. Inc.08-01-2012
Andrew Bain RogersMorgan StanleyOppenheimer & Co. Inc.$10010-19-2010
Ariel A. RiveroJefferies LLCOppenheimer & Co. Inc.$10005-13-2016
Bennett Jay GordonWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2511-18-2011
Bert Joseph MoeringsCarl Domino Inc.Oppenheimer & Co. Inc.08-09-2018
Brett Scott MurphyRevere Securities LLCOppenheimer & Co. Inc.$5003-04-2015
Brian Douglas EngstromStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$10010-20-2016
Bruce E. LangAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2512-02-2016
Carla Marie WeidmanMorgan StanleyOppenheimer & Co. Inc.08-16-2010
Christopher Robert PrindleJ.P. Morgan Securities LLCOppenheimer & Co. Inc.07-26-2010
Douglas D. DinzikAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.08-31-2012
Eric John KucheraRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.02-19-2016
Fabian H SchmilovichMorgan StanleyOppenheimer & Co. Inc.$10006-10-2016
Fredrik Magnus Virgin, Michael HerzbergMorgan StanleyOppenheimer & Co. Inc.$5001-31-2013
George Deveras YaoMorgan StanleyOppenheimer & Co. Inc.10-19-2010
Gregg Michael GelberMorgan StanleyOppenheimer & Co. Inc.$2507-01-2013
James Louis OrleansShearson Financial Services, LLCOppenheimer & Co. Inc.09-14-2010
Jeffrey Lawrence SarkinUBS Financial Services Inc.Oppenheimer & Co. Inc.$5007-29-2011
Jeffrey Louis MarchittoLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$2512-07-2016
John Francis Carroll IVNational Securities CorporationOppenheimer & Co. Inc.$15010-16-2018
John Francis CombsRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$2508-30-2017
John Paul TaddonioMorgan StanleyOppenheimer & Co. Inc.$5005-28-2010
Julian Irwin StooplerAegis Capital Corp.Oppenheimer & Co. Inc.03-27-2015
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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