Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joanne CalsettaLPL Financial LLCPNC Investments02-14-2019
John Steven BeckJ.P. Morgan Securities LLCPNC Investments$101-18-2019
Kevin Scott ClarkFifth Third Securities, Inc.PNC Investments$112-21-2018
Melissa Ann BarnesWells Fargo Clearing Services, LLCPNC Investments$15011-08-2018
Brad MolineuxLPL Financial LLCPNC Investments$15011-07-2018
Christopher David CareyInternational Assets Advisory, LLCPNC Investments11-07-2018
Joseph M Dittoe Jr.International Assets Advisory, LLCPNC Investments$111-05-2018
Joyce- Charisse Aohoku LoudenGWN Securities Inc.PNC Investments10-10-2018
Justin Barry NeighbourLPL Financial LLCPNC Investments10-04-2018
Shawn Edward BakerCetera Investment Services LLCPNC Investments03-12-2018
Eric Franz JamesAXA Advisors, LLCPNC Investments$2502-13-2018
Bradley Paul SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments12-14-2017
Ruben TrujilloWells Fargo Clearing Services, LLCPNC Investments12-01-2017
Soo Jung LeeWealth Planning Advisors LLCPNC Investments10-16-2017
Vanessa Marie GotzSunTrust Investment Services, Inc.PNC Investments08-10-2017
Johnny Fabian CortesWells Fargo Clearing Services, LLCPNC Investments07-17-2017
Randy Joe AlvesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments07-10-2017
Ayman SaadWells Fargo Clearing Services, LLCPNC Investments06-05-2017
Juan Pablo MontoyaCetera Investment Services LLCPNC Investments$15005-23-2017
George Merlen StarlingSunTrust Investment Services, Inc.PNC Investments$105-22-2017
Mark Simon DirouCitigroup Global Markets Inc.PNC Investments04-25-2017
Matthew Robert ZuberMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-13-2017
Ruben Dario MaldonadoJ.P. Morgan Securities LLCPNC Investments11-22-2016
Christopher GregsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-07-2016
Javier SantanaBB&T INVESTMENT SERVICES, INC.PNC Investments11-01-2016
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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