Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Robert CloudMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-10-2014
Suzanne Patterson HolmesTD Private Client Wealth LLCPNC Investments04-22-2016
Soo Jung LeeWealth Planning Advisors LLCPNC Investments10-16-2017
Sharon M. Raymond-DaleyTD Private Client Wealth LLCPNC Investments03-29-2016
Scott Robert BarlowFifth Third Securities, Inc.PNC Investments12-09-2014
Sarah M WolffMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-19-2014
Ryan Thomas RoachCitigroup Global Markets Inc.PNC Investments05-09-2016
Russell William O'BrienMorgan StanleyPNC Investments01-31-2014
Robert Russell WallsLPL Financial LLCPNC Investments10-30-2013
Robert A SantelloJ.P. Morgan Securities LLCPNC Investments$5010-07-2013
Randy Joe AlvesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments07-10-2017
Peter Wilmoth Ream Jr.HSBC Securities (USA) Inc.PNC Investments05-22-2017
Michael Richard AntczakMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-11-2014
Michael E MagsalinMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-18-2014
Melissa Ann BarnesWells Fargo Clearing Services, LLCPNC Investments$15011-08-2018
Matthew Robert ZuberMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-13-2017
Mark S. DirouCitigroup Global Markets Inc.PNC Investments04-25-2017
Loreen Audrey HaynesGWN Securities Inc.PNC Investments$2501-24-2011
Linda Lee HaughnHorace Mann Investors, Inc.PNC Investments06-23-2016
Kris Vincent StockhammerLPL Financial LLCPNC Investments01-13-2014
Kevin Scott ClarkFifth Third Securities, Inc.PNC Investments12-21-2018
Justin Barry NeighbourLPL Financial LLCPNC Investments10-04-2018
Juan Pedro FreitasJ.P. Morgan Securities LLCPNC Investments10-02-2013
Juan Pablo MontoyaCetera Investment Services LLCPNC Investments05-23-2017
Johnny F. CortesWells Fargo Clearing Services, LLCPNC Investments07-17-2017
Next Page »

Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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