Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Kenneth McDonald, Steven ErshowskyAmeriprise Financial Services, Inc.Principal Securities, Inc.$10003-16-2012
Michael B. Gluski Jr.Ameriprise Financial Services, Inc.Principal Securities, Inc.$10001-25-2012
Mcfaddin Moise Jr.Calton & Associates, Inc.Principal Securities, Inc.$2501-17-2017
Paul James McKeeGWN Securities Inc.Principal Securities, Inc.01-28-2013
Glenn Alan FoersterIFS SecuritiesPrincipal Securities, Inc.05-15-2017
John Francis HughesLPL Financial LLCPrincipal Securities, Inc.$2506-27-2017
Robert Steven BenitesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.09-25-2015
Jeffrey Scott SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.02-18-2009
Tara Nicole EulenfeldMML Investors Services, LLCPrincipal Securities, Inc.04-13-2018
Thomas Andrew VanderslootMoney Concepts Capital CorpPrincipal Securities, Inc.07-18-2016
Keenan Scott ZehnerMoney Concepts Capital CorpPrincipal Securities, Inc.$10008-09-2010
Bryan CaulkinsProxy Wealth Advisors LLCPrincipal Securities, Inc.07-31-2018
Todd Richard AbramsPruco Securities, LLC.Principal Securities, Inc.05-23-2017
John Raymond IvoryRaymond James & Associates, Inc.Principal Securities, Inc.$10005-05-2014
Larry Stephen MorrisonSagePoint Financial, Inc.Principal Securities, Inc.$2509-18-2017
Robert Muyuan ChenSagePoint Financial, Inc.Principal Securities, Inc.03-07-2017
Peter James JensenTaylor Capital Management Inc.Principal Securities, Inc.07-11-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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