Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheridan Denise MajorAmeriprise Financial Services, LLCPrincipal Securities, Inc.11-25-2014
Darren Gregory JurickAmeriprise Financial Services, LLCPrincipal Securities, Inc.$2511-09-2012
Brian Keith HarnerAmeriprise Financial Services, LLCPrincipal Securities, Inc.10-17-2012
Walter Kenneth McDonaldAmeriprise Financial Services, LLCPrincipal Securities, Inc.03-16-2012
Steven ErshowskyAmeriprise Financial Services, LLCPrincipal Securities, Inc.$1003-16-2012
Michael B. Gluski Jr.Ameriprise Financial Services, LLCPrincipal Securities, Inc.01-25-2012
Manuel Jesus RodonAPW Capital, Inc.Principal Securities, Inc.09-01-2009
Daniel RatliffAXA Advisors, LLCPrincipal Securities, Inc.09-07-2017
Belkys MejiaBB&T Securities, LLCPrincipal Securities, Inc.$15004-03-2018
Erika F. KamBCI Securities, Inc.Principal Securities, Inc.09-12-2019
Mcfaddin Moise Jr.Calton & Associates, Inc.Principal Securities, Inc.01-17-2017
Michael D SandiferCamarda Wealth Advisory GroupPrincipal Securities, Inc.03-30-2016
Angela Taconi GreenCharles Schwab & Co., Inc.Principal Securities, Inc.03-07-2011
Paul David SjogrenChase Investment Services Corp.Principal Securities, Inc.06-22-2009
Sally N. EngelsEdward JonesPrincipal Securities, Inc.03-20-2020
Amanda Noel AlmoradoErnst & Young Investment Advisers LLPPrincipal Securities, Inc.06-20-2018
Joseph Steven ZutlasGradient Securities, LLCPrincipal Securities, Inc.$5001-03-2019
Paul James McKeeGWN Securities Inc.Principal Securities, Inc.$1001-28-2013
Richard Elmore Nolan Jr.Hornor, Townsend & Kent, LLCPrincipal Securities, Inc.$2506-08-2016
Glenn Alan FoersterIfs SecuritiesPrincipal Securities, Inc.05-15-2017
Kurtis Scott TuckerIndependent Financial PartnersPrincipal Securities, Inc.08-22-2016
Dee Loyde HendonInternational Assets Advisory, LLCPrincipal Securities, Inc.02-23-2009
Judy Karen GulleyINVEST Financial CorporationPrincipal Securities, Inc.10-15-2014
Travis RuaneInvestacorp, Inc.Principal Securities, Inc.01-13-2020
Shawn A. WoodenInvestacorp, Inc.Principal Securities, Inc.01-06-2020
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.