Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robin Kay VernonPark Avenue Securities LLCPruco Securities, LLC.05-29-2009
Diane Elaine HutchingsLPL Financial LLCPruco Securities, LLC.07-02-2009
Morris Ernesto GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2009
Robert E RiceMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.05-03-2010
Gretchan Leigh LangleyAllstate Financial Services, LLCPruco Securities, LLC.05-04-2010
Juan Pablo HanuszkiewiczAXA Advisors, LLCPruco Securities, LLC.11-29-2010
Robin Faith WolffCambridge Investment Research, Inc.Pruco Securities, LLC.$5002-01-2012
Jennifer Lloyd LivengoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-05-2012
Michael Roger EyermannEdward JonesPruco Securities, LLC.07-25-2014
Tony TringaliVALIC Financial Advisors, Inc.Pruco Securities, LLC.06-24-2015
David R. KirkMML Investors Services, LLCPruco Securities, LLC.12-07-2015
Malcolm Carl EngstromSecurian Financial Services, Inc.Pruco Securities, LLC.12-24-2015
Sandra Kay WashburnSecurian Financial Services, Inc.Pruco Securities, LLC.12-24-2015
Paul Albert Siock IIIGWN Securities Inc.Pruco Securities, LLC.01-13-2016
Anthony NigroAllstate Financial Services, LLCPruco Securities, LLC.$5002-16-2017
Matthew P KalkbrennerNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.05-18-2017
Alan E. BoyerSynovus Securities, Inc.Pruco Securities, LLC.03-05-2018
Lance StephensAllstate Financial Services, LLCPruco Securities, LLC.07-17-2018
Jonathan James DiricoAmeriprise Financial Services, Inc.Pruco Securities, LLC.10-19-2018
Sean GerlinEnvision Financial Services & Asset ManagementPruco Securities, LLC.10-31-2018
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Charles Todd GreenblottPrincipal Securities, Inc.Pruco Securities, LLC.$15002-19-2019
Shannon Colleen Pisani GreenblottPrincipal Securities, Inc.Pruco Securities, LLC.02-19-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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