Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Saralyn R RickmanBrokers International Financial Services, LLC.Questar Capital Corporation02-13-2019
Richard Miller Tony HurtSecurities America, Inc.Questar Capital Corporation$113,287,92202-08-2019
Richard Paul MillerSecurities America, Inc.Questar Capital Corporation$5002-08-2019
Anthony Darrell HurtSecurities America, Inc.Questar Capital Corporation02-08-2019
Keith Thomas NezuhUSA Financial Securities CorporationQuestar Capital Corporation$5002-01-2019
John Michael DonnellanPruco Securities, LLC.Questar Capital Corporation$2501-23-2019
David Steven KrasnoffCetera Advisor Networks LLCQuestar Capital Corporation01-22-2019
Gregory Peter BrickCetera Advisor Networks LLCQuestar Capital Corporation$10001-22-2019
Theodore Roosevelt Schindler IiHilltop Securities Inc.Questar Capital Corporation$5001-16-2019
Terry Bruce BuczkowskiGWN Securities Inc.Questar Capital Corporation$5001-02-2019
Jason Miles KampBrokers International Financial Services, LLC.Questar Capital Corporation01-02-2019
Brian Robert LauriaVALIC Financial Advisors, Inc.Questar Capital Corporation$15012-12-2018
Michael Patrick DaughertySecurities America, Inc.Questar Capital Corporation12-11-2018
Carl Overton McBeanSecurities America, Inc.Questar Capital Corporation12-11-2018
Kevin KriegNext Financial Group, Inc.Questar Capital Corporation11-29-2018
Wayne Donald LeboeufCetera Advisors LLCQuestar Capital Corporation11-27-2018
Andrew Ryan GoldbergSecurities America, Inc.Questar Capital Corporation11-21-2018
Douglas Adam KatchenRaymond James & Associates, Inc.Questar Capital Corporation11-09-2018
Randall T HartSupreme Alliance LLCQuestar Capital Corporation07-06-2018
Tamera Jeanne Mosier HerrellVoya Financial Advisors, Inc.Questar Capital Corporation$5004-12-2018
Anthony Thomas KlingseisenEquitable Advisors, LLCQuestar Capital Corporation$5002-26-2018
Sean A OakmanBrokers International Financial Services, LLC.Questar Capital Corporation01-10-2018
Tara Ashley SandersBrokers International Financial Services, LLC.Questar Capital Corporation11-17-2017
Mark Alexander KerrCalton & Associates, Inc.Questar Capital Corporation07-25-2017
Jerry HalsteadJ.W. Cole Financial, Inc.Questar Capital Corporation04-15-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.