Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitzi Bates ThompsonMoney Concepts Capital CorpQuestar Capital Corporation03-02-2010
Joseph Michael NelsonLincoln InvestmentQuestar Capital Corporation$1001-02-2013
Gregory ZackeroffKovack Securities Inc.Questar Capital Corporation11-22-2013
Bernard KieselCetera Advisor Networks LLCQuestar Capital Corporation09-03-2015
Marc Lawrence D'EliaLincoln Financial Advisors CorporationQuestar Capital Corporation10-20-2015
Jean Paulette LarsenJ.W. Cole Financial, Inc.Questar Capital Corporation12-08-2015
Jerry HalsteadJ.W. Cole Financial, Inc.Questar Capital Corporation04-15-2016
Michael John FlateauWoodbury Financial Services, Inc.Questar Capital Corporation$1010-17-2017
Anthony T. KlingseisenAXA Advisors, LLCQuestar Capital Corporation$5002-26-2018
Andrew Ryan GoldbergSecurities America, Inc.Questar Capital Corporation11-21-2018
Wayne Donald LeboeufCetera Advisors LLCQuestar Capital Corporation11-27-2018
Carl Overton McBeanSecurities America, Inc.Questar Capital Corporation12-11-2018
Michael Patrick DaughertySecurities America, Inc.Questar Capital Corporation12-11-2018
Terry Bruce BuczkowskiGWN Securities Inc.Questar Capital Corporation$5001-02-2019
Danny Windell WhisenantGWN Securities Inc.Questar Capital Corporation01-02-2019
Jason Miles KampBrokers International Financial Services, LLC.Questar Capital Corporation01-02-2019
Theodore Roosevelt Schindler IIHilltop Securities Inc.Questar Capital Corporation$5001-16-2019
Gregory Peter BrickCetera Advisor Networks LLCQuestar Capital Corporation$10001-22-2019
John Michael DonnellanPruco Securities, LLC.Questar Capital Corporation$2501-23-2019
Keith Thomas NezuhUSA Financial Securities CorporationQuestar Capital Corporation$5002-01-2019
Richard Miller, Tony HurtSecurities America, Inc., Inc.Questar Capital Corporation$113,287,92202-08-2019
Anthony Darrell HurtSecurities America, Inc.Questar Capital Corporation02-08-2019
Saralyn R RickmanBrokers International Financial Services, LLC.Questar Capital Corporation02-13-2019
Jessica Michelle RosenVoya Financial Advisors, Inc.Questar Capital Corporation02-27-2019
Dave Odell JohnsonWoodbury Financial Services, Inc.Questar Capital Corporation$1,00003-01-2019
Next Page »

Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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