Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Joseph Segal Jr.The Leaders Group, Inc.Questar Capital Corporation06-18-2019
Carolyn Shapiro PozziWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
John Edward MelloWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Robert William CairnsWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Rafat Jadoun JadonWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Maria Regina BedoyaWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Margaret Flaherty ElmerWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Charles Randolph LeeWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Elisia Marlene LattimerWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
William Austin SlepcevichWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Timothy Bradford MaloneWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Anthony Gerald CotugnoWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Robert Glenn McdonaldWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Jessica Michelle RosenVoya Financial Advisors, Inc.Questar Capital Corporation02-27-2019
Saralyn R RickmanBrokers International Financial Services, LLC.Questar Capital Corporation02-13-2019
Anthony Darrell HurtSecurities America, Inc.Questar Capital Corporation02-08-2019
Danny Windell WhisenantGWN Securities Inc.Questar Capital Corporation01-02-2019
Jason Miles KampBrokers International Financial Services, LLC.Questar Capital Corporation01-02-2019
Carl Overton McBeanSecurities America, Inc.Questar Capital Corporation12-11-2018
Michael Patrick DaughertySecurities America, Inc.Questar Capital Corporation12-11-2018
Wayne Donald LeboeufCetera Advisors LLCQuestar Capital Corporation11-27-2018
Andrew Ryan GoldbergSecurities America, Inc.Questar Capital Corporation11-21-2018
Jerry HalsteadJ.W. Cole Financial, Inc.Questar Capital Corporation04-15-2016
Jean Paulette LarsenJ.W. Cole Financial, Inc.Questar Capital Corporation12-08-2015
Marc Lawrence D'EliaLincoln Financial Advisors CorporationQuestar Capital Corporation10-20-2015
Next Page »

Showing 1 to 25 of 53 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.