Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Juan Andres ZenckAmerant Investments, Inc.RBC Capital Markets, LLC02-24-2015
Timothy Scott GeorgeAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5005-24-2013
Samuel Kluft KoltunB.B. Graham & Company, Inc.RBC Capital Markets, LLC$2508-01-2018
Francisco Javier MejiaBeta Capital Securities LLCRBC Capital Markets, LLC05-15-2012
Jose Eduardo FerreiraBolton Global CapitalRBC Capital Markets, LLC04-09-2015
Leo Damian CorradiniBolton Global CapitalRBC Capital Markets, LLC$10003-03-2015
Gordon F. JaegerCambridge Investment Research, Inc.RBC Capital Markets, LLC11-05-2009
Carlos Federico FuhrmeisterCitigroup Global Markets Inc.RBC Capital Markets, LLC05-08-2015
Ileana Delahoz PlattJefferies LLCRBC Capital Markets, LLC$5005-04-2015
Peter Andrew WeilLPL Financial LLCRBC Capital Markets, LLC$2509-11-2015
Ligia Silva Di NalloMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-26-2014
Thomas Justin CarusoMorgan StanleyRBC Capital Markets, LLC$10001-27-2017
Ruben Dario LesmesMorgan StanleyRBC Capital Markets, LLC05-01-2015
Matias ValdesMorgan StanleyRBC Capital Markets, LLC04-30-2015
Estrella ElbazMorgan StanleyRBC Capital Markets, LLC03-27-2015
Claudio Costa Martins SimoesMorgan StanleyRBC Capital Markets, LLC01-30-2015
Rodrigo Novo De OliveiraMorgan StanleyRBC Capital Markets, LLC01-30-2015
Jose EderyMorgan StanleyRBC Capital Markets, LLC01-23-2015
Eduardo Isaac BrenderMorgan StanleyRBC Capital Markets, LLC01-21-2015
Lori Ann MonacoMorgan StanleyRBC Capital Markets, LLC$10001-15-2015
Jorge Fabian WabnikMorgan StanleyRBC Capital Markets, LLC01-15-2015
Richard W. EarleMorgan StanleyRBC Capital Markets, LLC01-15-2015
Robert D. AlegriaMorgan StanleyRBC Capital Markets, LLC$10001-12-2015
Robert Alfred DennisonMorgan StanleyRBC Capital Markets, LLC$10008-09-2013
Nathalie Rowlanda JonesMorgan StanleyRBC Capital Markets, LLC09-26-2011
Next Page »

Showing 1 to 25 of 41 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.