Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik Mclean MelvilleStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$105-16-2019
Joe Tom King Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.$101-04-2019
Demetrios Andrew StylianosLPL Financial LLCRaymond James & Associates, Inc.12-14-2018
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
Roxanne Renee Natale-VanblarcomJ.P. Morgan Securities LLCRaymond James & Associates, Inc.11-08-2018
Martin Lewis WaldmanOppenheimer & Co. Inc.Raymond James & Associates, Inc.$111-02-2018
Sean Justin CaplenNational Securities CorporationRaymond James & Associates, Inc.10-25-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Robert Peale Polk Leidy Jr.Sea Hunter CapitalRaymond James & Associates, Inc.08-07-2018
Ronald Luther BucherOppenheimer & Co. Inc.Raymond James & Associates, Inc.$9107-26-2018
Ryan Carl JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.07-02-2018
Carol Marie BattleMadison Avenue Securities, LLCRaymond James & Associates, Inc.06-18-2018
Robert Lee MillerLPL Financial LLCRaymond James & Associates, Inc.$1006-01-2018
Michael Joseph McnultyLincoln Financial Advisors CorporationRaymond James & Associates, Inc.$2505-25-2018
Denise Marie MadnickAXA Advisors, LLCRaymond James & Associates, Inc.05-08-2018
Kevin Michael MccluskeySea Hunter CapitalRaymond James & Associates, Inc.04-03-2018
Daniel Scott QuartararoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.02-13-2018
Lance Montgomery PowersFSICRaymond James & Associates, Inc.02-01-2018
Rebecca Jill GartmanSunTrust Investment Services, Inc.Raymond James & Associates, Inc.12-15-2017
Jose Gabriel LopezAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$111-10-2017
Misael Ramon Lugo IIIAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.11-10-2017
Thomas PazJanney Montgomery Scott LLCRaymond James & Associates, Inc.$2510-31-2017
Angela Michelle Graham WestOppenheimer & Co. Inc.Raymond James & Associates, Inc.$109-26-2017
Victor Manuel FernandezJanney Montgomery Scott LLCRaymond James & Associates, Inc.09-22-2017
Julie Lyn BetoniAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$2507-21-2017
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Showing 1 to 25 of 144 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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