Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Smith IlerAegis Capital Corp.Raymond James & Associates, Inc.12-24-2015
James Samuel KaufmanAegis Capital Corp.Raymond James & Associates, Inc.12-22-2015
James A. GouldAegis Capital Corp.Raymond James & Associates, Inc.12-21-2015
Casey R MillerAegis Capital Corp.Raymond James & Associates, Inc.12-08-2015
Patrick Boyd BryantAllstate Financial Services, LLCRaymond James & Associates, Inc.01-03-2014
Gregory Edward BarrAmerican Asset Management Inc.Raymond James & Associates, Inc.11-03-2016
Jeffrey ShoverAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$5011-08-2019
Sulane CramerAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2505-24-2019
Joe Tom King Jr.Ameriprise Financial Services, LLCRaymond James & Associates, Inc.$23901-04-2019
Susan Caroline BlackerbyAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2501-04-2019
Noah Hill KingAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10001-04-2019
Jose Gabriel LopezAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10011-10-2017
Misael Ramon Lugo IIIAmeriprise Financial Services, LLCRaymond James & Associates, Inc.11-10-2017
Julie Lyn BetoniAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2507-21-2017
Patricia Ann TanchukAmeriprise Financial Services, LLCRaymond James & Associates, Inc.04-18-2017
Lawrence Steven StateAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$6302-17-2017
Anthony TrigonaAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$1,00002-17-2017
Todd Steven MacklerAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10001-03-2017
Debra Ann BorthAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2512-04-2015
William Gregory BarkerAmeriprise Financial Services, LLCRaymond James & Associates, Inc.08-01-2014
Wanda Marie DeckerAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2512-10-2013
Todd Scott RozzoAmeriprise Financial Services, LLCRaymond James & Associates, Inc.11-15-2013
Christine Mary FranksAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$5006-28-2013
Lauren Brian HouselAmeriprise Financial Services, LLCRaymond James & Associates, Inc.02-22-2013
Gregory Carl TorrettaAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10005-21-2012
Next Page »

Showing 1 to 25 of 210 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.