Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominique Anisha IngoldRaymond James & Associates, Inc.Raymond James & Associates, Inc.01-06-2009
Gary Bruce WhittakerStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.01-07-2009
Barbara T. BlackH&R Block Financial Advisors, Inc.Raymond James & Associates, Inc.$10001-16-2009
Michael Young HamiltonGunnAllen Financial, IncRaymond James & Associates, Inc.$5003-13-2009
Robert Nelson SchimmelGunnAllen Financial, IncRaymond James & Associates, Inc.03-24-2009
Eric Murray HershMorgan Stanley & Co. LLCRaymond James & Associates, Inc.$15004-01-2009
Trent H. LeydaMorgan Stanley & Co. IncorporatedRaymond James & Associates, Inc.04-01-2009
Darrin Robert HalseyKovack Securities Inc.Raymond James & Associates, Inc.$1004-28-2009
Adam Francis ShapiroMorgan Stanley & Co. LLCRaymond James & Associates, Inc.$10005-01-2009
John Carlos SarlatLPL Financial LLCRaymond James & Associates, Inc.$1006-01-2009
Ryan Derek HolbertChase Investment Services Corp.Raymond James & Associates, Inc.08-01-2009
William Fraser Laird Jr.Dixon Hughes Goodman Wealth Advisors LLCRaymond James & Associates, Inc.$2508-21-2009
John Carlos CoutoWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5010-02-2009
Richard Daniel CrawfordEdward JonesRaymond James & Associates, Inc.$2502-19-2010
John Thomas Mahoney Jr.Independent Financial PartnersRaymond James & Associates, Inc.06-01-2010
Gregg Brian WeissMorgan StanleyRaymond James & Associates, Inc.$5007-16-2010
Michael Ian TormeyEdward JonesRaymond James & Associates, Inc.$5008-11-2010
Michael Charles RowlandUBS Financial Services Inc.Raymond James & Associates, Inc.$1009-03-2010
Igor FeldmanMorgan StanleyRaymond James & Associates, Inc.$15009-29-2010
Paul Richard Vogel Jr.JHS Capital Advisors, LLCRaymond James & Associates, Inc.$15009-30-2010
Todd Joseph SteimanMorgan StanleyRaymond James & Associates, Inc.$10001-07-2011
Candy D. MurphyInvestacorp, Inc.Raymond James & Associates, Inc.$1001-28-2011
Abraham Paul HorowitzMorgan StanleyRaymond James & Associates, Inc.01-28-2011
Jad H. KhouryRaymond James & Associates, Inc.Raymond James & Associates, Inc.03-02-2011
Jeffrey Mitchell BargerMorgan StanleyRaymond James & Associates, Inc.04-11-2011
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.