Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen ParsonsParsons Financial Group, LLCRaymond James Financial Services, Inc.05-16-2019
Ramesh MadhusudanRM Private Wealth Management Inc.Raymond James Financial Services, Inc.02-20-2019
Mario Joseph PayneMJP FinancialRaymond James Financial Services, Inc.02-15-2019
Kendal Ashley FordhamMJP FinancialRaymond James Financial Services, Inc.02-14-2019
Tad Michael SacheckAtlantic Wealth Partners, LLCRaymond James Financial Services, Inc.11-27-2018
Alejandro Robert BeguiristainBCI Securities, Inc.Raymond James Financial Services, Inc.11-15-2018
Mark Andrew TudorCollaborative WealthRaymond James Financial Services, Inc.10-31-2018
Anthony Francisco PetiscoWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$1010-17-2018
Lawrence William NordmannCantella & Co., Inc.Raymond James Financial Services, Inc.08-23-2018
Douglas Adam GerrardProvenance Wealth AdvisorsRaymond James Financial Services, Inc.07-05-2018
Edmond John PhillipsAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5002-28-2018
Alberto ValdesCitigroup Global Markets Inc.Raymond James Financial Services, Inc.01-02-2018
Tiffany Frances KingSymphony Financial TeamRaymond James Financial Services, Inc.11-28-2017
Thomas Anthony EspositoFive Points Investment Advisors, LLCRaymond James Financial Services, Inc.11-17-2017
Galin Wynn CristAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-22-2017
Christian Edward Rowland ICUSO Financial Services, L.P.Raymond James Financial Services, Inc.09-18-2017
Jennifer Mary FergusonSymphony Financial TeamRaymond James Financial Services, Inc.08-04-2017
Patricia Ann MurphyNorthwestern Mutual Investment Services, LLCRaymond James Financial Services, Inc.07-20-2017
Eduardo Calixto RizoLPL Financial LLCRaymond James Financial Services, Inc.$107-11-2017
William Joseph Murphy IIICamarda Wealth Advisory GroupRaymond James Financial Services, Inc.06-26-2017
William Jewett Warner IIILPL Financial LLCRaymond James Financial Services, Inc.11-01-2016
Albert Robert Brown Jr.LPL Financial LLCRaymond James Financial Services, Inc.10-13-2016
Daniel Anthony IosueLincoln InvestmentRaymond James Financial Services, Inc.09-19-2016
Angele Mary OlsenSagePoint Financial, Inc.Raymond James Financial Services, Inc.05-01-2016
James Robert CaldwellPNC InvestmentsRaymond James Financial Services, Inc.04-08-2016
Next Page »

Showing 1 to 25 of 99 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.