Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James KerriganCalton & Associates, Inc.SagePoint Financial, Inc.01-07-2019
David Norman AdamsAmeriprise Financial Services, Inc.SagePoint Financial, Inc.$4401-03-2018
Smitty Dorene SmithHD Vest Investment ServicesSagePoint Financial, Inc.$5010-27-2016
Jose L. AcostaTransamerica Financial Advisors, IncSagePoint Financial, Inc.08-09-2016
Oussama Jamal BoubanTransamerica Financial Advisors, IncSagePoint Financial, Inc.07-28-2016
Angele Mary OlsenRaymond James & Associates, Inc.SagePoint Financial, Inc.07-07-2016
Michael S. DenkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSagePoint Financial, Inc.04-25-2016
Aquilino Alfredo MayoEquity Services, Inc.SagePoint Financial, Inc.03-07-2016
Mary Tiffany RobertsTransamerica Financial Advisors, IncSagePoint Financial, Inc.06-30-2015
Gregory James SwehlaMoney Concepts Capital CorpSagePoint Financial, Inc.12-16-2014
Irene Nelsenn MuroMoney Concepts Capital CorpSagePoint Financial, Inc.$1010-15-2014
Thomas Michael UngradyMoney Concepts Capital CorpSagePoint Financial, Inc.10-15-2014
Dave Anthony IannoneTransamerica Financial Advisors, IncSagePoint Financial, Inc.02-19-2014
Jose Ramon AcostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedSagePoint Financial, Inc.06-25-2013
Todd M SchanelCore Wealth Management, Inc.SagePoint Financial, Inc.07-17-2012
Virginia Katherine GregoryCambridge Investment Research, Inc.SagePoint Financial, Inc.$10005-11-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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