Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank James WisdoMoney Concepts Capital CorpSecurian Financial Services, Inc.07-26-2019
Joshua Adam KeyesNavy Federal Brokerage Services, LLCSecurian Financial Services, Inc.06-26-2019
Bashar K. BarazMML Investors Services, LLCSecurian Financial Services, Inc.06-05-2019
Nenad KojicMoney Concepts Capital CorpSecurian Financial Services, Inc.06-03-2019
Dustin Lee PriceAmeriprise Financial Services, Inc.Securian Financial Services, Inc.04-08-2019
Jason Andrew BeattyMorgan StanleySecurian Financial Services, Inc.03-15-2019
Lisa A SamuelsInternational Assets Advisory, LLCSecurian Financial Services, Inc.08-01-2018
Fernando Efrain RecaldeGWN Securities Inc.Securian Financial Services, Inc.05-17-2018
Bryan Garison PhillipsLPL Financial LLCSecurian Financial Services, Inc.04-02-2018
Everett Blake MasseyWaddell & ReedSecurian Financial Services, Inc.09-29-2017
Joshua David CalistiMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.09-06-2017
Corbett E. Yarbrough Sr.Allstate Financial Services, LLCSecurian Financial Services, Inc.08-04-2017
Denny ArtachePeak Brokerage Services, LLCSecurian Financial Services, Inc.05-02-2017
Thomas Parker PrattLPL Financial LLCSecurian Financial Services, Inc.03-17-2017
Justin Joseph SmithM Holdings Securities, Inc.Securian Financial Services, Inc.10-28-2016
Brenton ThaiLPL Financial LLCSecurian Financial Services, Inc.07-22-2016
Beverly Blanton ProvostFR Financial Advisors LLCSecurian Financial Services, Inc.02-05-2016
Maileleiliilii Noelani Hendrickson AiwohiMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.06-01-2015
Antonio Jose PradoPrincipal Securities, Inc.Securian Financial Services, Inc.04-27-2015
Howard Bradley SilverAmeriprise Financial Services, Inc.Securian Financial Services, Inc.03-05-2015
Michael Anthony OrecchioLPL Financial LLCSecurian Financial Services, Inc.10-10-2014
Gustavo Aldolfo ChavesNational Securities CorporationSecurian Financial Services, Inc.02-05-2014
Thomas D. Seeko Jr.Park Avenue Securities LLCSecurian Financial Services, Inc.01-15-2014
Charles Richard LocherGWN Securities Inc.Securian Financial Services, Inc.07-26-2011
Robert Edwin Thrift Jr.Ameriprise Financial Services, Inc.Securian Financial Services, Inc.07-30-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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