Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Nicholas CantoreRoyal Alliance Associates, Inc.Signator Investors, Inc.$2,00011-02-2018
Rodney William AmiconeRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Terry Lynn GarvinRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ruth Elaine DelaneyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
John Richard ShipmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Homer Milton Minshew IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Linda Maxine McNealRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Michael Frederick QuickRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Scott Gilliam RussellRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ronald William HyattRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Christopher Samuel O'SheaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Bradley J. BondRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Skip A. AmesRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Erik Sylvan ShermanRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Brenda Anne BarrettRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Jeffrey StarkRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Bryan AlfonsoRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Xavier Juan PujolRoyal Alliance Associates, Inc.Signator Investors, Inc.$4511-02-2018
Robert Walter BreskeRoyal Alliance Associates, Inc.Signator Investors, Inc.$3611-02-2018
Thomas Barksdale HaleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Charles Maurice ThurmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
William George CummingsRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Joseph James MalteseRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Shannon Scott SmithwickRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Brian David ThelenRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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