Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael BurkartBurkart Financial Group, Inc.Signator Investors, Inc.01-18-2018
Eric W. FilkinsCambridge Investment Research, Inc.Signator Investors, Inc.08-04-2016
Jonathan Grey RisslerEdward JonesSignator Investors, Inc.$10008-31-2015
Joseph Roland StOnge Jr.Edward JonesSignator Investors, Inc.09-28-2012
George Donald Dunn IIHD Vest Investment ServicesSignator Investors, Inc.06-29-2017
Christina Burke ToweryJ.P. Morgan Securities LLCSignator Investors, Inc.06-02-2014
Erik Andrew SheppardJ.P. Morgan Securities LLCSignator Investors, Inc.04-08-2013
Jose Eduardo CruzKovack Securities Inc.Signator Investors, Inc.09-10-2012
Daniel AlonsoKovack Securities Inc.Signator Investors, Inc.03-15-2012
Osvaldo Delgado Jr.Kovack Securities Inc.Signator Investors, Inc.03-09-2012
Jose R. GautierLincoln InvestmentSignator Investors, Inc.$5007-26-2018
Aaron Michael CheesmanLincoln InvestmentSignator Investors, Inc.$1903-11-2016
Barry Michael GilmanLincoln InvestmentSignator Investors, Inc.$1003-11-2016
Kevin Marc SokolowLincoln InvestmentSignator Investors, Inc.$1003-11-2016
Russell Alan RennerLincoln InvestmentSignator Investors, Inc.03-11-2016
Paul A. TierneyLincoln InvestmentSignator Investors, Inc.03-11-2016
Shane Alexander IsaacLincoln InvestmentSignator Investors, Inc.03-11-2016
Larry Fredrik SokolowLincoln InvestmentSignator Investors, Inc.03-11-2016
Michael Paul LeatzowLincoln InvestmentSignator Investors, Inc.03-11-2016
Casey R. CaldwellLincoln InvestmentSignator Investors, Inc.03-11-2016
Sean Kevin NearyLincoln InvestmentSignator Investors, Inc.03-11-2016
Meryl Anne CharnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.10-10-2011
Mark MonkarshMML Investors Services, LLCSignator Investors, Inc.$5008-05-2015
Carlos Alberto TemperanMML Investors Services, LLCSignator Investors, Inc.08-20-2014
Remy Dou Del ToroMML Investors Services, LLCSignator Investors, Inc.03-04-2013
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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