Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Geoffrey MinterLifeMark Securities Corp.Signator Investors, Inc.$2509-23-2009
Luke Fleron MorrisFidelity Brokerage Services LLCSignator Investors, Inc.08-16-2010
Daniel John BarboniSecurian Financial Services, Inc.Signator Investors, Inc.12-09-2010
Meryl A CharnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.$1,00010-10-2011
Piers Land Curry IiMML Investors Services, LLCSignator Investors, Inc.$2501-17-2012
Osvaldo Delgado JrKovack Securities Inc.Signator Investors, Inc.03-09-2012
Daniel AlonsoKovack Securities Inc.Signator Investors, Inc.03-15-2012
Evan Scott SussmanMML Investors Services, LLCSignator Investors, Inc.08-01-2012
Jose Eduardo CruzKovack Securities Inc.Signator Investors, Inc.09-10-2012
Joseph Roland StOnge JrEdward JonesSignator Investors, Inc.$15009-28-2012
Noah Z KahnMML Investors Services, LLCSignator Investors, Inc.10-01-2012
Remy Dou Del ToroMML Investors Services, LLCSignator Investors, Inc.03-04-2013
Erik Andrew SheppardJ.P. Morgan Securities LLCSignator Investors, Inc.04-08-2013
Robert Fredrik LegenhausenRaymond James Financial Services, Inc.Signator Investors, Inc.08-27-2013
Christina Burke ToweryJ.P. Morgan Securities LLCSignator Investors, Inc.06-02-2014
Carlos Alberto TemperanMML Investors Services, LLCSignator Investors, Inc.08-20-2014
Mark MonkarshMML Investors Services, LLCSignator Investors, Inc.08-05-2015
Jonathan G RisslerEdward JonesSignator Investors, Inc.$10008-31-2015
Philip David PooleMorgan StanleySignator Investors, Inc.09-30-2015
Barry Michael GilmanLincoln InvestmentSignator Investors, Inc.$1003-11-2016
Larry Fredrik SokolowLincoln InvestmentSignator Investors, Inc.03-11-2016
Deborah Edelle JamesLincoln InvestmentSignator Investors, Inc.03-11-2016
Akhtar Zan SattarLincoln InvestmentSignator Investors, Inc.03-11-2016
Russell Alan RennerLincoln InvestmentSignator Investors, Inc.03-11-2016
John E McAvoyLincoln InvestmentSignator Investors, Inc.03-11-2016
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.