Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emmett Wesley Mankin IVProEquities, Inc.Signator Investors, Inc.10-23-2009
Daniel John BarboniSecurian Financial Services, Inc.Signator Investors, Inc.12-09-2010
Meryl Anne CharnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.10-10-2011
Piers Land Curry IIMML Investors Services, LLCSignator Investors, Inc.01-17-2012
Osvaldo Delgado Jr.Kovack Securities Inc.Signator Investors, Inc.03-09-2012
Daniel AlonsoKovack Securities Inc.Signator Investors, Inc.03-15-2012
Jose Eduardo CruzKovack Securities Inc.Signator Investors, Inc.09-10-2012
Joseph Roland StOnge Jr.Edward JonesSignator Investors, Inc.09-28-2012
Noah Z. KahnMML Investors Services, LLCSignator Investors, Inc.10-01-2012
Cory H ClairMML Investors Services, LLCSignator Investors, Inc.02-14-2013
Remy Dou Del ToroMML Investors Services, LLCSignator Investors, Inc.03-04-2013
Erik Andrew SheppardJ.P. Morgan Securities LLCSignator Investors, Inc.04-08-2013
James Andrew MitchellUSAA Financial Advisors, Inc.Signator Investors, Inc.07-24-2013
Robert Fredrik LegenhausenRaymond James Financial Services, Inc.Signator Investors, Inc.08-27-2013
Christina Burke ToweryJ.P. Morgan Securities LLCSignator Investors, Inc.06-02-2014
Carlos Alberto TemperanMML Investors Services, LLCSignator Investors, Inc.08-20-2014
Mark MonkarshMML Investors Services, LLCSignator Investors, Inc.$5008-05-2015
Jonathan Grey RisslerEdward JonesSignator Investors, Inc.$10008-31-2015
Philip David PooleMorgan StanleySignator Investors, Inc.09-30-2015
Aaron Michael CheesmanLincoln InvestmentSignator Investors, Inc.$1903-11-2016
Barry Michael GilmanLincoln InvestmentSignator Investors, Inc.$1003-11-2016
Kevin Marc SokolowLincoln InvestmentSignator Investors, Inc.$1003-11-2016
Russell Alan RennerLincoln InvestmentSignator Investors, Inc.03-11-2016
Paul A. TierneyLincoln InvestmentSignator Investors, Inc.03-11-2016
Shane Alexander IsaacLincoln InvestmentSignator Investors, Inc.03-11-2016
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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