Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mandi Patricia MiglinoTransamerica Financial Advisors, IncSignator Investors, Inc.10-31-2018
Kevin Michael BurkartBurkart Financial Group, Inc.Signator Investors, Inc.01-18-2018
Yvette Cummings HeatlyRaymond James Financial Services, Inc.Signator Investors, Inc.12-21-2017
Troy Orvis VaughanJ.W. Cole Financial, Inc.Signator Investors, Inc.11-09-2017
Bryan Scott SandsAvantax Investment Services, Inc.Signator Investors, Inc.07-21-2017
Gary James YagerInvestacorp, Inc.Signator Investors, Inc.09-02-2016
Eric W. FilkinsCambridge Investment Research, Inc.Signator Investors, Inc.08-04-2016
Larry Fredrik SokolowLincoln InvestmentSignator Investors, Inc.03-11-2016
Deborah Edelle JamesLincoln InvestmentSignator Investors, Inc.03-11-2016
Akhtar Zan SattarLincoln InvestmentSignator Investors, Inc.03-11-2016
Russell Alan RennerLincoln InvestmentSignator Investors, Inc.03-11-2016
Paul A. TierneyLincoln InvestmentSignator Investors, Inc.03-11-2016
Shane Alexander IsaacLincoln InvestmentSignator Investors, Inc.03-11-2016
Michael Paul LeatzowLincoln InvestmentSignator Investors, Inc.03-11-2016
Casey R. CaldwellLincoln InvestmentSignator Investors, Inc.03-11-2016
Sean Kevin NearyLincoln InvestmentSignator Investors, Inc.03-11-2016
David Edwin GlazeMML Investors Services, LLCSignator Investors, Inc.08-11-2015
Harvey Nicol Black IIIAXA Advisors, LLCSignator Investors, Inc.05-29-2015
Sean Anthony AustinVALIC Financial Advisors, Inc.Signator Investors, Inc.11-14-2014
Vanessa Jean BrundidgePNC InvestmentsSignator Investors, Inc.09-19-2014
Orlando Kemaro SamuelsAllstate Financial Services, LLCSignator Investors, Inc.08-27-2014
Christina Burke ToweryJ.P. Morgan Securities LLCSignator Investors, Inc.06-02-2014
Catherine Murphy LeopoldMorgan StanleySignator Investors, Inc.02-21-2014
R. James KuznitzAXA Advisors, LLCSignator Investors, Inc.10-23-2013
Peter William Longo Jr.INVEST Financial CorporationSignator Investors, Inc.10-07-2013
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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