Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Enrique Triana, Ricardo KassinRaymond James & Associates, Inc.UBS Financial Services Inc. $50704-06-2020
Enrique Triana Sr.Raymond James & Associates, Inc.UBS Financial Services Inc.04-06-2020
Ellen Carol ZaneAmeriprise Financial Services, LLCUBS Financial Services Inc.$18103-20-2020
Simon John WheeldonAmeriprise Financial Services, LLCUBS Financial Services Inc.$10003-20-2020
Jessica Elise PendergraftFidelity Brokerage Services LLCUBS Financial Services Inc.02-18-2020
Bernardo VillanuevaBolton Global CapitalUBS Financial Services Inc.02-04-2020
Thomas Anthony Zur Jr.Morgan StanleyUBS Financial Services Inc.$10201-24-2020
Stephen Anthony RabinowitzUBS Financial Services Inc.UBS Financial Services Inc.01-20-2020
Brett Joel GoetzMorgan StanleyUBS Financial Services Inc.01-17-2020
Maria X. Guevara FajardoMorgan StanleyUBS Financial Services Inc.12-06-2019
Carolina ThompsonMorgan StanleyUBS Financial Services Inc.12-06-2019
Jeffrey Lawrence SarkinAmeriprise Financial Services, LLCUBS Financial Services Inc.$6112-02-2019
Ricardo Kassin-NasserRaymond James & Associates, Inc.UBS Financial Services Inc.12-02-2019
Stephanie Cordeiro CesarCitigroup Global Markets Inc.UBS Financial Services Inc.11-20-2019
Michael Jay RowlandRaymond James & Associates, Inc.UBS Financial Services Inc.$10010-30-2019
James Alfred DucharmeRaymond James & Associates, Inc.UBS Financial Services Inc.$10010-30-2019
Michael Charles RowlandRaymond James & Associates, Inc.UBS Financial Services Inc.$5010-30-2019
Richard Clark FanninWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-30-2019
Michael P. WallaceRockefeller Financial LLCUBS Financial Services Inc.$11810-18-2019
Justin Charles VivianoSunTrust Investment Services, Inc.UBS Financial Services Inc.10-09-2019
Arthur Dwight DobosiewiczWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-06-2019
Allison L. DobosiewiczWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-06-2019
Adriana N SormaniRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Martha Jean SiefmanRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-30-2019
Daniel Patrick LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.