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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron WhiteMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Adam D. PiattMorgan StanleyUBS Financial Services Inc.$1004-29-2015
Adriana Carolina ArangurenCitigroup Global Markets Inc.UBS Financial Services Inc.07-08-2019
Adriana N SormaniRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Agnes Yadira AponteMorgan StanleyUBS Financial Services Inc.02-04-2013
Aimee FarinasCharles Schwab & Co., Inc.UBS Financial Services Inc.08-22-2011
Ajdal Astor AstarabadiMorgan StanleyUBS Financial Services Inc.$15008-20-2012
Alan CohenAmeriprise Financial Services, LLCUBS Financial Services Inc.$1004-01-2010
Albert David Hutzler IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-05-2015
Alberto LunaIntercam Securities, Inc.UBS Financial Services Inc.04-06-2017
Aldo Ceaser BusotCitigroup Global Markets Inc.UBS Financial Services Inc.02-01-2009
Alec Matthew LindenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-21-2009
Alexander J. KeimRaymond James & Associates, Inc.UBS Financial Services Inc.02-12-2016
Alfredo MartinezHighTower Securities, LLCUBS Financial Services Inc.$10004-15-2016
Alina LeganoaWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-23-2016
Allen Newton Jones IVRaymond James & Associates, Inc.UBS Financial Services Inc.$11511-30-2017
Allison L. DobosiewiczWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-06-2019
Ana Catalina SmalleyMorgan StanleyUBS Financial Services Inc.05-28-2019
Ana Margarita HerceItau International Securities Inc.UBS Financial Services Inc.12-11-2014
Andrew Cy BanksWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-10-2010
Andrew Malcolm YaleAmeriprise Financial Services, LLCUBS Financial Services Inc.10-06-2009
Andrew Michael MachataE*TRADE Securities LLCUBS Financial Services Inc.11-19-2012
Andrew RaskinNewbridge Securities CorporationUBS Financial Services Inc.$1004-24-2009
Ann Janina OstrowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$501-12-2009
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Showing 1 to 25 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.