Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron P WhiteMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Adam D PiattMorgan StanleyUBS Financial Services Inc.$5004-29-2015
Agnes Yadira AponteMorgan StanleyUBS Financial Services Inc.02-04-2013
Ajdal AstarabadiMorgan StanleyUBS Financial Services Inc.$108-20-2012
Alan CohenAmeriprise Financial Services, Inc.UBS Financial Services Inc.04-01-2010
Albert David Hutzler IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10603-05-2015
Alberto LunaIntercam Securities, Inc.UBS Financial Services Inc.04-06-2017
Aldo Ceaser BusotCitigroup Global Markets Inc.UBS Financial Services Inc.02-01-2009
Alexander J KeimRaymond James & Associates, Inc.UBS Financial Services Inc.02-12-2016
Allen Newton Jones IVRaymond James & Associates, Inc.UBS Financial Services Inc.$11511-30-2017
Ana Margarita HerceItau International Securities Inc.UBS Financial Services Inc.12-11-2014
Andrew RaskinNewbridge Securities CorporationUBS Financial Services Inc.04-24-2009
Andrew Cy BanksWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-10-2010
Andrew Malcolm YaleAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-06-2009
Anthony ScaglioneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15005-22-2015
Anthony James MazzoBB&T Securities, LLCUBS Financial Services Inc.$7704-22-2016
Antonio Manuel QuelhasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2503-31-2016
Armando Enrique RodriguezWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-13-2015
Arturo Castelo CasteloMorgan StanleyUBS Financial Services Inc.06-03-2013
Barbara Lynn MarshWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2009
Bonnie Langson DodsonRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-22-2019
Brandon Joseph SchwabJ.P. Morgan Securities LLCUBS Financial Services Inc.07-21-2017
Brett Charles OleyRaymond James Financial Services, Inc.UBS Financial Services Inc.$5010-06-2017
Brian Darrell HaugenRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-23-2009
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Showing 1 to 25 of 291 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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