Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Adam D. PiattMorgan StanleyUBS Financial Services Inc.$1004-29-2015
Adriana Carolina ArangurenCitigroup Global Markets Inc.UBS Financial Services Inc.07-08-2019
Ajdal Astor AstarabadiMorgan StanleyUBS Financial Services Inc.$15008-20-2012
Albert David Hutzler IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-05-2015
Alberto LunaIntercam Securities, Inc.UBS Financial Services Inc.04-06-2017
Allen Newton Jones IVRaymond James & Associates, Inc.UBS Financial Services Inc.$11511-30-2017
Andrew Cy BanksWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-10-2010
Andrew Hunt JohannStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Anthony James MazzoBB&T Securities, LLCUBS Financial Services Inc.$7704-22-2016
Anthony ScaglioneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10005-22-2015
Antonio Manuel QuelhasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2503-31-2016
Arturo LopezMorgan StanleyUBS Financial Services Inc.06-03-2013
Barbara Lynn MarshWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2009
Barry J. Klein, Ricki Jay Silverman, Shaun Brian Orcinolo, John Daniel KirkMorgan StanleyUBS Financial Services Inc.$15010-14-2011
Brett Charles OleyRaymond James Financial Services, Inc.UBS Financial Services Inc.10-06-2017
Brian BaughmanEdward JonesUBS Financial Services Inc.07-06-2009
Brian Darrell HaugenRaymond James & Associates, Inc.UBS Financial Services Inc.$15001-23-2009
Brian William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$4505-01-2019
Bruce Norwood PattonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Bruce Randy SearingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-25-2009
Bryant Elliot WrightMorgan StanleyUBS Financial Services Inc.12-12-2011
Bryce Holloway AlleyRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Carl Joseph WillertStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Carlos Detoro Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.09-21-2016
Next Page »

Showing 1 to 25 of 200 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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