Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Steve SullivanRaymond James & Associates, Inc.UBS Financial Services Inc.06-01-2020
Betsy Dickson Dawn DicksonBenjamin F. Edwards & Company, Inc.UBS Financial Services Inc.02-11-2013
David M SimonMorgan StanleyUBS Financial Services Inc.09-30-2020
Paul BomwellMorgan StanleyUBS Financial Services Inc.09-30-2020
Sean Matthew ClancyMorgan StanleyUBS Financial Services Inc.09-25-2020
Achilles KontoyiannisMorgan StanleyUBS Financial Services Inc.09-25-2020
Kevin David OsterbergerAmeriprise Financial Services, LLCUBS Financial Services Inc.09-25-2020
Michael Joseph IdyMorgan StanleyUBS Financial Services Inc.08-28-2020
Gabriela Romana Aguilar GonzalezRaymond James & Associates, Inc.UBS Financial Services Inc.07-02-2020
Idalia Del DaguinRaymond James & Associates, Inc.UBS Financial Services Inc.07-02-2020
Christina Ann ElamRaymond James Financial Services, Inc.UBS Financial Services Inc.07-01-2020
Carlos Julio ArangoMorgan StanleyUBS Financial Services Inc.06-26-2020
Andres Felipe HerreraMorgan StanleyUBS Financial Services Inc.06-26-2020
Anibal MatteCiti Private Advisory, LLCUBS Financial Services Inc.06-17-2020
Solomon Matthews KilgroePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-12-2020
Michael Scott BarronMorgan StanleyUBS Financial Services Inc.06-12-2020
Eric Michael BransonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-12-2020
Todd David BarronMorgan StanleyUBS Financial Services Inc.06-12-2020
Christopher Ryan QuintyPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-12-2020
Nathan James JohnsonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-12-2020
Adam Scott HessPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-12-2020
Ernesto AngueiraRaymond James & Associates, Inc.UBS Financial Services Inc.05-08-2020
Ashiqul IslamMorgan StanleyUBS Financial Services Inc.05-08-2020
Alexandra Marie ValentinJ.P. Morgan Securities LLCUBS Financial Services Inc.04-14-2020
Enrique Triana SrRaymond James & Associates, Inc.UBS Financial Services Inc.04-06-2020
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Showing 1 to 25 of 343 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.