Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriana Carolina ArangurenCitigroup Global Markets Inc.UBS Financial Services Inc.07-08-2019
Eugene Brendan McCarthy IIIKestra Investment Services, LLCUBS Financial Services Inc.05-01-2019
Mark ScaglioneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.04-25-2019
Glen Richard RauchWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-05-2019
Mayrin Fontaine MoyaMorgan StanleyUBS Financial Services Inc.12-14-2018
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Nick Anthony MazzurcoWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-28-2018
Owen WilsonBB&T Securities, LLCUBS Financial Services Inc.08-06-2018
Donna Marie ReichSunTrust Investment Services, Inc.UBS Financial Services Inc.07-17-2018
Ryan Edward KinserRaymond James Financial Services, Inc.UBS Financial Services Inc.05-11-2018
Jeffrey Philip ZurekRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Bryce Holloway AlleyRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Lucius G. Milam IVRaymond James & Associates, Inc.UBS Financial Services Inc.11-30-2017
Brett Charles OleyRaymond James Financial Services, Inc.UBS Financial Services Inc.10-06-2017
Kim Rachelle JensonRaymond James & Associates, Inc.UBS Financial Services Inc.07-20-2017
Walter Guillermo DicapuaWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-20-2017
Alberto LunaIntercam Securities, Inc.UBS Financial Services Inc.04-06-2017
Carlos Detoro Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.09-21-2016
Maria Jose Vanegas PessoaWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-21-2016
Denise Lynn PelozaBB&T Securities, LLCUBS Financial Services Inc.09-13-2016
Martin Peter MooreAmeriprise Financial Services, Inc.UBS Financial Services Inc.07-01-2016
Eric Nunes BrookMorgan StanleyUBS Financial Services Inc.06-24-2016
Jordan John-Andrew RaeHighTower Securities, LLCUBS Financial Services Inc.04-15-2016
Timothy Stephen FanninDataMind Advisors, LLCUBS Financial Services Inc.04-13-2016
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Next Page »

Showing 1 to 25 of 200 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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