Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Kraig BurtschinWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-25-2013
Konstantinos George BourisRaymond James & Associates, Inc.UBS Financial Services Inc.09-23-2013
Ean LambertQuestar Capital CorporationUBS Financial Services Inc.$10009-09-2013
Edoardo RibettiMorgan StanleyUBS Financial Services Inc.08-09-2013
Kimberly Ann DupontWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-29-2013
Louis Victor Walsh IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15007-29-2013
Michael L. GravesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-18-2013
Michael Peter WallaceStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5006-05-2013
Todd Joseph BelfioreStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5006-05-2013
Arturo LopezMorgan StanleyUBS Financial Services Inc.06-03-2013
Jennifer SierraMorgan StanleyUBS Financial Services Inc.05-31-2013
Marion Elizabeth TettkeMorgan StanleyUBS Financial Services Inc.05-31-2013
Daniele GhiottiVesta Wealth Management, LLCUBS Financial Services Inc.05-30-2013
Michael Andrew BrannamRaymond James & Associates, Inc.UBS Financial Services Inc.05-24-2013
Matthew Jackson WatsonRaymond James & Associates, Inc.UBS Financial Services Inc.05-24-2013
Patrick Alexander BrannamRaymond James & Associates, Inc.UBS Financial Services Inc.$15005-24-2013
Robbie Adrianus DerooyMorgan StanleyUBS Financial Services Inc.$2505-03-2013
Richard Kenneth ChildressAmeriprise Financial Services, LLCUBS Financial Services Inc.$10004-26-2013
Jeffrey E. FarberDeutsche Bank Securities Inc.UBS Financial Services Inc.04-15-2013
Patrick Ryan BrayNewbridge Securities CorporationUBS Financial Services Inc.03-18-2013
Louis Melvin Bell Jr.Cetera Advisors LLCUBS Financial Services Inc.03-11-2013
Roxanne CainPNC InvestmentsUBS Financial Services Inc.$1002-15-2013
Agnes Yadira AponteMorgan StanleyUBS Financial Services Inc.02-04-2013
Kevin Lane CooperMorgan StanleyUBS Financial Services Inc.$10001-11-2013
Daniel Otis WolfFifth Third Securities, Inc.UBS Financial Services Inc.12-11-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.