Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Xavier Olney Jr.Morgan StanleyUBS Financial Services Inc.$5008-26-2011
Aimee FarinasCharles Schwab & Co., Inc.UBS Financial Services Inc.08-22-2011
Eduardo Alberto TellezVectorGlobal WMGUBS Financial Services Inc.08-15-2011
Peter Michael KronesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-15-2011
William J. LiebowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-15-2011
John Gerard BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-15-2011
Richard Joseph KrennMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-15-2011
John Daniel Forgatch Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-15-2011
Henry Arnold GriffinMorgan StanleyUBS Financial Services Inc.$15006-30-2011
Esteban Efren FormosoMorgan StanleyUBS Financial Services Inc.06-10-2011
Arturo Perret-GentilMorgan StanleyUBS Financial Services Inc.06-10-2011
Henry L. HunterMorgan StanleyUBS Financial Services Inc.06-10-2011
John Francis Kennedy Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.$10004-19-2011
John Robert KaddisRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-19-2011
Jorge BenitezWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-01-2011
Thomas Newell CashLPL Financial LLCUBS Financial Services Inc.$1003-31-2011
Pablo SernaWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-24-2011
Lawrence William HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20003-18-2011
Jeffrey Joseph FlitMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-10-2011
Louis Anthony Tinoco Jr.Barclays Capital Inc.UBS Financial Services Inc.03-08-2011
Joel Richard FishkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-18-2011
Kevin James KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5002-18-2011
James Edward ThomsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1001-14-2011
Stephen L. WatkinsMorgan StanleyUBS Financial Services Inc.$15012-16-2010
Diana EgudinMorgan StanleyUBS Financial Services Inc.11-26-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.