Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Edward KinserRaymond James Financial Services, Inc.UBS Financial Services Inc.05-11-2018
Joe MalaveRaymond James & Associates, Inc.UBS Financial Services Inc.$10005-04-2018
Dean Dougals DancerRaymond James & Associates, Inc.UBS Financial Services Inc.$10005-04-2018
Steven Lee GrossmanRaymond James & Associates, Inc.UBS Financial Services Inc.$10005-04-2018
Corey Atterbury SteadmanRaymond James & Associates, Inc.UBS Financial Services Inc.$5004-27-2018
Jeffrey Philip ZurekRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Bryce Holloway AlleyRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Larrie Dean Hoover Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$2503-29-2018
Kurt F SylviaJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,02011-30-2017
Allen Newton Jones IVRaymond James & Associates, Inc.UBS Financial Services Inc.$11511-30-2017
Mark Wallace McCawRaymond James Financial Services, Inc.UBS Financial Services Inc.$9611-30-2017
Matthew Forrest WelbornStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5011-30-2017
Nathan Donald KruegerJ.P. Morgan Securities LLCUBS Financial Services Inc.$5011-30-2017
Lucius G. Milam IVRaymond James & Associates, Inc.UBS Financial Services Inc.11-30-2017
Robert Henry Davis Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.$15011-22-2017
Brett Charles OleyRaymond James Financial Services, Inc.UBS Financial Services Inc.10-06-2017
Thomas A. Allan KavanaughWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-01-2017
Kim Rachelle JensonRaymond James & Associates, Inc.UBS Financial Services Inc.07-20-2017
John Richard HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$14705-19-2017
Daniel L. ValenteMorgan StanleyUBS Financial Services Inc.$2505-11-2017
Walter Guillermo DicapuaWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-20-2017
Steven Richard MillerMorgan StanleyUBS Financial Services Inc.$15004-12-2017
Torren Joseph SzulukMorgan StanleyUBS Financial Services Inc.$8304-12-2017
Alberto LunaIntercam Securities, Inc.UBS Financial Services Inc.04-06-2017
Kevin Brian SmithAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-12-2017
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Showing 26 to 50 of 200 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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