Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos Detoro Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$109-21-2016
Maria Jose Vanegas PessoaWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-21-2016
Denise Lynn PelozaBB&T Securities, LLCUBS Financial Services Inc.09-13-2016
Claudia Maria Chaves HartmanMorgan StanleyUBS Financial Services Inc.07-29-2016
Justin Marc CardonRaymond James & Associates, Inc.UBS Financial Services Inc.07-20-2016
Michael Jonathan KravitzBB&T Securities, LLCUBS Financial Services Inc.$15007-15-2016
Maxyne Brill TrompeterAXA Advisors, LLCUBS Financial Services Inc.07-11-2016
Martin Peter MooreAmeriprise Financial Services, Inc.UBS Financial Services Inc.07-01-2016
Eric Nunes BrookMorgan StanleyUBS Financial Services Inc.06-24-2016
Michael A RatnerSunTrust Investment Services, Inc.UBS Financial Services Inc.$5006-20-2016
Jeffrey SasterWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-26-2016
Jared David BrancazioRaymond James & Associates, Inc.UBS Financial Services Inc.$5005-20-2016
James Edward DankoAmeriprise Financial Services, Inc.UBS Financial Services Inc.05-17-2016
Matias Alberto CostantiniNORTHEAST SECURITIES, INC.UBS Financial Services Inc.05-02-2016
Donal Brooks BahrenburgRaymond James Financial Services, Inc.UBS Financial Services Inc.$2504-29-2016
Anthony James MazzoBB&T Securities, LLCUBS Financial Services Inc.$7704-22-2016
Maria Alejandra GoveaMorgan StanleyUBS Financial Services Inc.$10004-19-2016
Jordan John-Andrew RaeHighTower Securities, LLCUBS Financial Services Inc.04-15-2016
Timothy Stephen FanninDataMind Advisors, LLCUBS Financial Services Inc.04-13-2016
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Antonio Manuel QuelhasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2503-31-2016
Javier JaramilloMorgan StanleyUBS Financial Services Inc.$5003-31-2016
Juan Jose CaromMorgan StanleyUBS Financial Services Inc.03-31-2016
Javier FerreiraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15003-15-2016
MARIZEL SCHIAVETTIAegis Capital Corp.UBS Financial Services Inc.03-04-2016
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Showing 51 to 75 of 291 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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