Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey Atterbury SteadmanRaymond James & Associates, Inc.UBS Financial Services Inc.$5004-27-2018
Jeffrey Philip ZurekRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Corey Atterbury Steadman Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Bryce Holloway AlleyRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Larrie Dean Hoover Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$2503-29-2018
Michael James Walsh IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2018
Benjamin Maxwell JaffeDeutsche Bank Securities Inc.UBS Financial Services Inc.02-14-2018
Maria Alejandra PetracchiniACP Securities, LLCUBS Financial Services Inc.$10001-12-2018
Kimberly M. LouxRaymond James & Associates, Inc.UBS Financial Services Inc.12-01-2017
Susan Patricia BradleyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-30-2017
Kurt F SylviaJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,02011-30-2017
Francis Patrick ConnollyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-30-2017
Nathan Donald KruegerJ.P. Morgan Securities LLCUBS Financial Services Inc.$5011-30-2017
Timothy Scott SmithJ.P. Morgan Securities LLCUBS Financial Services Inc.$50011-30-2017
Mark Wallace McCawRaymond James Financial Services, Inc.UBS Financial Services Inc.$9611-30-2017
Michael Edward ZizmerRaymond James & Associates, Inc.UBS Financial Services Inc.$11511-30-2017
Allen Newton Jones IVRaymond James & Associates, Inc.UBS Financial Services Inc.$11511-30-2017
Lucius G. Milam IVRaymond James & Associates, Inc.UBS Financial Services Inc.11-30-2017
Kevin DavidsonRaymond James & Associates, Inc.UBS Financial Services Inc.11-30-2017
Matthew Forrest WelbornStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5011-30-2017
Robert Henry Davis Jr.Ameriprise Financial Services, LLCUBS Financial Services Inc.$15011-22-2017
Brett Charles OleyRaymond James Financial Services, Inc.UBS Financial Services Inc.10-06-2017
Thomas A. Allan KavanaughWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-01-2017
Mark Raymond RousseauM Holdings Securities, Inc.UBS Financial Services Inc.$10008-08-2017
Brandon Joseph SchwabJ.P. Morgan Securities LLCUBS Financial Services Inc.07-21-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.