Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kim Rachelle JensonRaymond James & Associates, Inc.UBS Financial Services Inc.07-20-2017
Thomas Anthony Zur Jr.UBS Financial Services Inc.UBS Financial Services Inc.$10206-06-2017
John Richard HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$14705-19-2017
Daniel L. ValenteMorgan StanleyUBS Financial Services Inc.$2505-11-2017
Carlos Arturo MoralesVectorGlobal WMGUBS Financial Services Inc.$2505-08-2017
Walter Guillermo DicapuaWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-20-2017
Steven Richard MillerMorgan StanleyUBS Financial Services Inc.$15004-12-2017
Torren Joseph SzulukMorgan StanleyUBS Financial Services Inc.04-12-2017
Alberto LunaIntercam Securities, Inc.UBS Financial Services Inc.04-06-2017
Henrique David LucenaMorgan StanleyUBS Financial Services Inc.03-10-2017
Brad Lee ChamnessRaymond James Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
Kevin Brian SmithAmeriprise Financial Services, LLCUBS Financial Services Inc.$10001-12-2017
Debbie D LandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-23-2016
David Howard FagensonNewbridge Securities CorporationUBS Financial Services Inc.12-07-2016
Craig Allen ForbusMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-23-2016
Edward John HeckerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5011-10-2016
Samuel Aaron A. DewittMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-30-2016
Robert Emmett LyonsInternational Assets Advisory, LLCUBS Financial Services Inc.$2509-23-2016
Diane Marie DadkoJanney Montgomery Scott LLCUBS Financial Services Inc.$109-22-2016
Michael D DadkoJanney Montgomery Scott LLCUBS Financial Services Inc.$10709-22-2016
Carlos Detoro Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.09-21-2016
Maria Jose Vanegas PessoaWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-21-2016
Denise Lynn PelozaBB&T Securities, LLCUBS Financial Services Inc.09-13-2016
Jennifer Ann CrimminsMorgan StanleyUBS Financial Services Inc.$15008-05-2016
Michael Alexander CrimminsMorgan StanleyUBS Financial Services Inc.$10008-05-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.