Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Claudia M. HartmanMorgan StanleyUBS Financial Services Inc.07-29-2016
Justin M. CardonRaymond James & Associates, Inc.UBS Financial Services Inc.07-20-2016
Paul Steven HarrisBB&T Securities, LLCUBS Financial Services Inc.07-15-2016
Michael Jonathan KravitzBB&T Securities, LLCUBS Financial Services Inc.$10007-15-2016
Elizabeth Carolyn MayBB&T Securities, LLCUBS Financial Services Inc.$10007-12-2016
Maxyne Brill TrompeterAXA Advisors, LLCUBS Financial Services Inc.$5007-11-2016
Martin Peter MooreAmeriprise Financial Services, LLCUBS Financial Services Inc.07-01-2016
Eric Nunes BrookMorgan StanleyUBS Financial Services Inc.06-24-2016
Michael A RatnerSunTrust Investment Services, Inc.UBS Financial Services Inc.$15006-20-2016
Jeffrey SasterWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-26-2016
Jared David BrancazioRaymond James & Associates, Inc.UBS Financial Services Inc.$5005-20-2016
Craig D. Daniel PriceHayden RoyalUBS Financial Services Inc.05-18-2016
Matias Alberto CostantiniNortheast Securities, Inc.UBS Financial Services Inc.$10005-02-2016
Donal Brooks BahrenburgRaymond James Financial Services, Inc.UBS Financial Services Inc.$1004-29-2016
Anthony James MazzoBB&T Securities, LLCUBS Financial Services Inc.$5004-22-2016
Maria Alejandra GoveaMorgan StanleyUBS Financial Services Inc.$10004-19-2016
Alfredo MartinezHighTower Securities, LLCUBS Financial Services Inc.$10004-15-2016
Christopher Todd UreHighTower Securities, LLCUBS Financial Services Inc.$10004-15-2016
Jordan John-Andrew RaeHighTower Securities, LLCUBS Financial Services Inc.04-15-2016
Timothy Stephen FanninDataMind Advisors, LLCUBS Financial Services Inc.$1004-13-2016
Antonio Manuel QuelhasWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-31-2016
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Javier JaramilloMorgan StanleyUBS Financial Services Inc.03-31-2016
Juan Jose CaromMorgan StanleyUBS Financial Services Inc.03-31-2016
Alina LeganoaWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-23-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.