Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Alexander BrannamRaymond James & Associates, Inc.UBS Financial Services Inc.$5005-24-2013
Robbie Adrianus DerooyMorgan StanleyUBS Financial Services Inc.$10005-03-2013
Richard Kenneth ChildressAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5004-26-2013
Jeffrey Evan FarberDeutsche Bank Securities Inc.UBS Financial Services Inc.04-15-2013
Patrick Ryan BrayNewbridge Securities CorporationUBS Financial Services Inc.03-18-2013
Louis Melvin Bell Jr.Cetera Advisors LLCUBS Financial Services Inc.03-11-2013
Roxanne CainPNC InvestmentsUBS Financial Services Inc.02-15-2013
Agnes Yadira AponteMorgan StanleyUBS Financial Services Inc.02-04-2013
Kevin Lane CooperMorgan StanleyUBS Financial Services Inc.$1,00001-11-2013
Daniel Otis WolfFifth Third Securities, Inc.UBS Financial Services Inc.12-11-2012
Brian Jeffrey GoldbergWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-07-2012
Rodger Edmund GoldmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00011-08-2012
Matthew Marshall WrightWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$110-04-2012
Doraida FernandezWells Fargo Clearing Services, LLCUBS Financial Services Inc.$110-01-2012
Bryan Neil SchulmanJ.W. Cole Financial, Inc.UBS Financial Services Inc.08-31-2012
Ajdal AstarabadiMorgan StanleyUBS Financial Services Inc.$108-20-2012
Marc Steven JacobsonMorgan StanleyUBS Financial Services Inc.$15008-20-2012
John Andrew LobiancoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10007-09-2012
Peter MotzenbeckerWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-09-2012
Jennifer A Fanelli-ZastrowMorgan StanleyUBS Financial Services Inc.04-12-2012
Steven Joseph NicklasAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-09-2012
Doron A RachmanMorgan StanleyUBS Financial Services Inc.02-17-2012
Paul Edward LightfootAmerican Wealth Management, Inc.UBS Financial Services Inc.$101-27-2012
Pedro Ernesto Harth-SilvaRaymond James & Associates, Inc.UBS Financial Services Inc.12-16-2011
Bryant Elliot WrightMorgan StanleyUBS Financial Services Inc.12-12-2011
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Showing 151 to 175 of 291 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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