Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Andrew GrantSymetra Investment Services, Inc.UBS Financial Services Inc.08-18-2015
Seann B. WootenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-07-2015
Paul Corkin TannerCapital Guardian, LLCUBS Financial Services Inc.$10008-03-2015
Samantha A. SullivanCapital Guardian, LLCUBS Financial Services Inc.08-03-2015
Carlos A. Plaza DomenechKovack Securities Inc.UBS Financial Services Inc.07-10-2015
Florencia ManeroSunTrust Investment Services, Inc.UBS Financial Services Inc.06-29-2015
Yvonne EmericMorgan StanleyUBS Financial Services Inc.06-09-2015
Jordan A. FuntDeutsche Bank Securities Inc.UBS Financial Services Inc.$106-08-2015
Anthony ScaglioneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10005-22-2015
Daniel Richard LongWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-21-2015
Melissa Ann DaughertyMorgan StanleyUBS Financial Services Inc.05-06-2015
Matthew Alan FossRBC Capital Markets, LLCUBS Financial Services Inc.05-05-2015
Laura Lee WhiteOppenheimer & Co. Inc.UBS Financial Services Inc.05-04-2015
Adam D. PiattMorgan StanleyUBS Financial Services Inc.$1004-29-2015
Murphy BradshawRaymond James & Associates, Inc.UBS Financial Services Inc.04-06-2015
James Robert RubintonRBC Capital Markets, LLCUBS Financial Services Inc.$5004-01-2015
Dustin Allen SmithRBC Capital Markets, LLCUBS Financial Services Inc.$10004-01-2015
Dawn Mcphail KellerMorgan StanleyUBS Financial Services Inc.04-01-2015
Albert David Hutzler IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-05-2015
Fredrick Jay ShapiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-05-2015
Robert Joseph DebbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-05-2015
Steven F ColamarinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-05-2015
Ivelisse LapadulaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-12-2015
Charles Houston SellonFidelity Brokerage Services LLCUBS Financial Services Inc.$1002-11-2015
Matthew Dean JohansenTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.$2501-12-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.