Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas R Burdette IVRaymond James & Associates, Inc.UBS Financial Services Inc.$104-30-2010
Peter Devine MullenOppenheimer & Co. Inc.UBS Financial Services Inc.04-21-2010
Christopher Paul DuffeyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-07-2010
Alan CohenAmeriprise Financial Services, Inc.UBS Financial Services Inc.04-01-2010
Dennis James Casey Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.03-30-2010
George FischerAmeriprise Financial Services, Inc.UBS Financial Services Inc.$903-05-2010
Jean-Pierre Daniel GobicMorgan StanleyUBS Financial Services Inc.$10003-05-2010
Gary L HuddlestonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-02-2010
Gwen Robin MecklerMorgan Keegan & Company, Inc.UBS Financial Services Inc.02-23-2010
Peter William MuehleckRaymond James & Associates, Inc.UBS Financial Services Inc.02-12-2010
Melvin Cecil GordonAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5002-05-2010
Michael Brendan WeinbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-22-2010
Carlos Eduardo StolkMorgan StanleyUBS Financial Services Inc.01-15-2010
Carlos Francisco Van MaanenMorgan StanleyUBS Financial Services Inc.$5001-15-2010
Gail Berkeley HaleyRaymond James & Associates, Inc.UBS Financial Services Inc.01-08-2010
Michael Louis CowanAmeriprise Financial Services, Inc.UBS Financial Services Inc.01-08-2010
Charles John Daniels Jr.BMO Harris Financial Advisors, Inc.UBS Financial Services Inc.01-01-2010
Lewis Howard RobinsonMorgan StanleyUBS Financial Services Inc.12-02-2009
Michael Robin RomanceMorgan StanleyUBS Financial Services Inc.$15012-02-2009
Peter J IngrahamMorgan StanleyUBS Financial Services Inc.$5411-13-2009
Jose R VegaMorgan StanleyUBS Financial Services Inc.11-09-2009
Edward Thomas BolognaMorgan Keegan & Company, Inc.UBS Financial Services Inc.11-02-2009
Wyn David YelinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-26-2009
David Vincent MenegusSummit Brokerage Services, Inc.UBS Financial Services Inc.10-14-2009
Gary G Garcia IIWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-07-2009
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Showing 201 to 225 of 291 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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