Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Matthew BernhardtAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5003-01-2019
Robert Henry Davis Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.$15011-22-2017
Martin Peter MooreAmeriprise Financial Services, Inc.UBS Financial Services Inc.07-01-2016
James Edward DankoAmeriprise Financial Services, Inc.UBS Financial Services Inc.05-17-2016
Richard Kenneth ChildressAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5004-26-2013
Steven Joseph NicklasAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-09-2012
Alan CohenAmeriprise Financial Services, Inc.UBS Financial Services Inc.04-01-2010
George FischerAmeriprise Financial Services, Inc.UBS Financial Services Inc.$903-05-2010
Melvin Cecil GordonAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5002-05-2010
Michael Louis CowanAmeriprise Financial Services, Inc.UBS Financial Services Inc.01-08-2010
Andrew Malcolm YaleAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-06-2009
Jeffrey Paul BadamoAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-25-2009
Keith Michael KunzigAmeriprise Financial Services, Inc.UBS Financial Services Inc.06-03-2009
Robert Lawrence WaxmanAmeriprise Financial Services, Inc.UBS Financial Services Inc.04-29-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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