Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin David OsterbergerAmeriprise Financial Services, LLCUBS Financial Services Inc.09-25-2020
Adrian Davis De MontluzinAmeriprise Financial Services, LLCUBS Financial Services Inc.$10009-11-2020
Ellen Carol ZaneAmeriprise Financial Services, LLCUBS Financial Services Inc.$18103-20-2020
Simon John WheeldonAmeriprise Financial Services, LLCUBS Financial Services Inc.$10003-20-2020
Jeffrey Lawrence SarkinAmeriprise Financial Services, LLCUBS Financial Services Inc.$6112-02-2019
Brian Matthew BernhardtAmeriprise Financial Services, LLCUBS Financial Services Inc.$10203-01-2019
Brian Matthew BernhardtAmeriprise Financial Services, LLCUBS Financial Services Inc.$5003-01-2019
Regina Ruth Onkst Jim OnkstAmeriprise Financial Services, LLCUBS Financial Services Inc.$11303-09-2018
Regina Ruth OnkstAmeriprise Financial Services, LLCUBS Financial Services Inc.03-09-2018
James B OnkstAmeriprise Financial Services, LLCUBS Financial Services Inc.03-09-2018
Robert Henry Davis JrAmeriprise Financial Services, LLCUBS Financial Services Inc.11-22-2017
Kevin Brian SmithAmeriprise Financial Services, LLCUBS Financial Services Inc.$10001-12-2017
Martin MooreAmeriprise Financial Services, LLCUBS Financial Services Inc.$12007-01-2016
Martin Peter MooreAmeriprise Financial Services, LLCUBS Financial Services Inc.07-01-2016
Kevin SmithAmeriprise Financial Services, LLCUBS Financial Services Inc.$7401-12-2016
Richard Kenneth ChildressAmeriprise Financial Services, LLCUBS Financial Services Inc.$5004-26-2013
George FischerAmeriprise Financial Services, LLCUBS Financial Services Inc.$903-05-2010
Melvin Cecil GordonAmeriprise Financial Services, LLCUBS Financial Services Inc.02-05-2010
Keith Michael KunzigAmeriprise Financial Services, LLCUBS Financial Services Inc.06-03-2009
Robert Lawrence WaxmanAmeriprise Financial Services, LLCUBS Financial Services Inc.04-29-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.