Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert David Hutzler IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-05-2015
Bruce Randy SearingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-25-2009
Fredrick Jay ShapiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-05-2015
Ignacio Javier HawleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-03-2015
Jeffrey Joseph FlitMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-10-2011
Jesus RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-02-2009
Joel Richard FishkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-18-2011
John Gerard BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-15-2011
John Richard HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$14705-19-2017
Kevin James KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5002-18-2011
Laurie Maxine Wynn, Alec Matthew LindenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-21-2009
Lawrence William HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20003-18-2011
Michael Brendan WeinbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-22-2010
Michael Francis RomagnoloMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-19-2016
Michael Joseph Kelleher, Jeffrey Alan SilvermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-03-2009
Peter Michael Krones, William J. LiebowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-15-2011
Robert Joseph DebbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-05-2015
Robert Steven BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-23-2014
Steven F ColamarinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-05-2015
Thomas Francis NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-10-2009
Vincent Francis Scorza IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15010-22-2018

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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