Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Robin RomanceMorgan StanleyUBS Financial Services Inc.12-02-2009
Randall Arthur Ridenour, Blake Adam RidenourMorgan StanleyUBS Financial Services Inc.01-08-2010
Carlos Francisco Van MaanenMorgan StanleyUBS Financial Services Inc.$10001-15-2010
Jean-Pierre Daniel GobicMorgan StanleyUBS Financial Services Inc.$15003-05-2010
Federico M BarretoMorgan StanleyUBS Financial Services Inc.$10008-04-2010
James Claude BrittMorgan StanleyUBS Financial Services Inc.$2509-08-2010
Esteban Efren Formoso, Arturo Perret-GentilMorgan StanleyUBS Financial Services Inc.06-10-2011
Henry Arnold GriffinMorgan StanleyUBS Financial Services Inc.$15006-29-2011
Frank Xavier Olney Jr.Morgan StanleyUBS Financial Services Inc.$5008-26-2011
Emilia Moreira DickeyMorgan StanleyUBS Financial Services Inc.$1008-29-2011
Barry J. Klein, Ricki Jay Silverman, Shaun Brian Orcinolo, John Daniel KirkMorgan StanleyUBS Financial Services Inc.$15010-14-2011
Bryant Elliot WrightMorgan StanleyUBS Financial Services Inc.12-12-2011
Ajdal Astor AstarabadiMorgan StanleyUBS Financial Services Inc.$15008-20-2012
Marc Steven JacobsonMorgan StanleyUBS Financial Services Inc.$10008-20-2012
Kevin Lane CooperMorgan StanleyUBS Financial Services Inc.$10001-11-2013
Robbie Adrianus DerooyMorgan StanleyUBS Financial Services Inc.$2505-03-2013
Jennifer Sierra, Marion Elizabeth TettkeMorgan StanleyUBS Financial Services Inc.05-31-2013
Arturo LopezMorgan StanleyUBS Financial Services Inc.06-03-2013
David BeharMorgan StanleyUBS Financial Services Inc.$15003-21-2014
Adam D. PiattMorgan StanleyUBS Financial Services Inc.$1004-29-2015
Judith I. PantojaMorgan StanleyUBS Financial Services Inc.$5009-03-2015
Juan Pablo BriatoreMorgan StanleyUBS Financial Services Inc.09-03-2015
Gustavo Ariel DardikMorgan StanleyUBS Financial Services Inc.09-03-2015
Cristian N. GamarraMorgan StanleyUBS Financial Services Inc.09-03-2015
Manuel M. MendezMorgan StanleyUBS Financial Services Inc.09-03-2015
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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