Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Adam D. PiattMorgan StanleyUBS Financial Services Inc.$1004-29-2015
Ajdal Astor AstarabadiMorgan StanleyUBS Financial Services Inc.$15008-20-2012
Arturo LopezMorgan StanleyUBS Financial Services Inc.06-03-2013
Barry J. Klein, Ricki Jay Silverman, Shaun Brian Orcinolo, John Daniel KirkMorgan StanleyUBS Financial Services Inc.$15010-14-2011
Bryant Elliot WrightMorgan StanleyUBS Financial Services Inc.12-12-2011
Carlos Francisco Van MaanenMorgan StanleyUBS Financial Services Inc.$10001-15-2010
Cristian N. GamarraMorgan StanleyUBS Financial Services Inc.09-03-2015
Daniel L. ValenteMorgan StanleyUBS Financial Services Inc.$2505-11-2017
David Andrew HatzMorgan StanleyUBS Financial Services Inc.$5003-29-2019
David BeharMorgan StanleyUBS Financial Services Inc.$15003-21-2014
Emilia Moreira DickeyMorgan StanleyUBS Financial Services Inc.$1008-29-2011
Eric Nunes BrookMorgan StanleyUBS Financial Services Inc.06-24-2016
Esteban Efren Formoso, Arturo Perret-GentilMorgan StanleyUBS Financial Services Inc.06-10-2011
Federico M BarretoMorgan StanleyUBS Financial Services Inc.$10008-04-2010
Frank Xavier Olney Jr.Morgan StanleyUBS Financial Services Inc.$5008-26-2011
Gustavo Ariel DardikMorgan StanleyUBS Financial Services Inc.09-03-2015
Henry Arnold GriffinMorgan StanleyUBS Financial Services Inc.$15006-29-2011
James Claude BrittMorgan StanleyUBS Financial Services Inc.$2509-08-2010
Janice Weitz KleinMorgan StanleyUBS Financial Services Inc.$10001-15-2016
Javier JaramilloMorgan StanleyUBS Financial Services Inc.03-31-2016
Jean-Pierre Daniel GobicMorgan StanleyUBS Financial Services Inc.$15003-05-2010
Jennifer Ann Crimmins, Michael Alexander CrimminsMorgan StanleyUBS Financial Services Inc.$15008-05-2016
Jennifer Sierra, Marion Elizabeth TettkeMorgan StanleyUBS Financial Services Inc.05-31-2013
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Next Page »

Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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