Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Clark FanninWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-30-2019
Arthur Dwight DobosiewiczWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-06-2019
Allison L. DobosiewiczWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-06-2019
Timothy Thatcher ClarkWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-10-2019
Thomas Lee GurrentzWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-10-2019
Diego Bercianos SartoriWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-15-2019
Julian F. Pace Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-22-2019
Nick Anthony MazzurcoWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-28-2018
Pablo Cesar AnnovelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15008-29-2018
Michael James Walsh IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2018
Thomas A. Allan KavanaughWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-01-2017
Walter Guillermo DicapuaWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-20-2017
Carlos Detoro Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.09-21-2016
Maria Jose Vanegas PessoaWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-21-2016
Jeffrey SasterWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-26-2016
Antonio Manuel QuelhasWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-31-2016
Alina LeganoaWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-23-2016
Javier FerreiraWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-15-2016
Ricardo J. Harten WollWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-01-2016
Michelle Ann DavisWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10012-10-2015
Ricardo F. GuimaraesWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-13-2015
Armando E. RodriguezWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-13-2015
Gustavo Nicolas CubasWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-22-2015
Daniel Richard LongWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-21-2015
Ivelisse LapadulaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-12-2015
Next Page »

Showing 1 to 25 of 49 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.