Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zarko IvanovJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.08-28-2020
Carlos Fernando MenesesRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.03-13-2020
Kim S SeymourRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.01-24-2020
Omar A RiveroJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.10-09-2019
Joshua DoubekJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.07-24-2019
Craig Scott FichtenbaumBenjamin F. Edwards & Company, Inc.VALIC Financial Advisors, Inc.03-12-2019
Jason William DoranMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-12-2019
David Glen DewittLPL Financial LLCVALIC Financial Advisors, Inc.01-24-2019
Diana Josefina OreaFidelity Brokerage Services LLCVALIC Financial Advisors, Inc.12-26-2018
Desiree Ann ReilAndrew Garrett Inc.VALIC Financial Advisors, Inc.12-13-2018
Francisco Manuel PrietoJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.07-12-2018
Adam Michael FriedmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.01-25-2018
James LORIN BelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.$2511-27-2017
Felipe MejiaCharles Schwab & Co., Inc.VALIC Financial Advisors, Inc.08-01-2017
Ernest White IIISunTrust Investment Services, Inc.VALIC Financial Advisors, Inc.02-13-2017
Paul Michael BakerAvantax Investment Services, Inc.VALIC Financial Advisors, Inc.10-18-2016
Guy Evans PierreTD Ameritrade, Inc.VALIC Financial Advisors, Inc.03-02-2016
Perry Allen WhiteheadCharles Schwab & Co., Inc.VALIC Financial Advisors, Inc.05-12-2015
Jose M Borro IiMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.03-13-2015
James F ReddingtonEquitable Advisors, LLCVALIC Financial Advisors, Inc.$2506-12-2013
Joseph A BeatonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.$10001-22-2013
Thomas Churchill DuncanVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.12-18-2012
David Franklin Spivey JrVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.12-17-2012
Miles Albert HanburyGWN Securities Inc.VALIC Financial Advisors, Inc.06-01-2012
Bradley Earl BaumgartnerLPL Financial LLCVALIC Financial Advisors, Inc.$1,00005-31-2012
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.