Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason William DoranMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-12-2019
David Glen DewittLPL Financial LLCVALIC Financial Advisors, Inc.01-24-2019
Patricia Marie NortonNorthwestern Mutual Investment Services, LLCVALIC Financial Advisors, Inc.10-31-2018
Adam Michael FriedmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.01-25-2018
James Lorin BelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.$2511-27-2017
Tryssa Pedrosa PacciulliLPL Financial LLCVALIC Financial Advisors, Inc.10-02-2017
Laurent Lorenzo WilliamsJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.08-23-2017
Jason Alexander GreeningVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.08-08-2017
Charlene Linda BurnhamLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.07-24-2017
CHELLY JOSEPH BIELECKITransamerica Financial Advisors, IncVALIC Financial Advisors, Inc.05-23-2017
Molly Ann ShraunerMML Investors Services, LLCVALIC Financial Advisors, Inc.05-05-2017
Jason Christopher JoeRaymond James & Associates, Inc.VALIC Financial Advisors, Inc.$1002-08-2017
Rocky Sebastian RendonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.11-25-2016
Charlotte Ann RoperPFS Investments Inc.VALIC Financial Advisors, Inc.10-25-2016
Paul Michael BakerHD Vest Investment ServicesVALIC Financial Advisors, Inc.$5010-18-2016
Deborah Lee KoscielnyPNC InvestmentsVALIC Financial Advisors, Inc.09-14-2016
Cliff G ParchmonPruco Securities, LLC.VALIC Financial Advisors, Inc.09-08-2016
John Carlos GaleAXA Advisors, LLCVALIC Financial Advisors, Inc.08-04-2016
William Patrick O'ConnorAXA Advisors, LLCVALIC Financial Advisors, Inc.02-10-2016
James William BencinMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-01-2016
Derek William SichlerAXA Advisors, LLCVALIC Financial Advisors, Inc.04-11-2015
Elizabeth Ann CourtneyAXA Advisors, LLCVALIC Financial Advisors, Inc.04-06-2015
Clinton Ronald BraswellAXA Advisors, LLCVALIC Financial Advisors, Inc.04-01-2015
Sandra K MyersAXA Advisors, LLCVALIC Financial Advisors, Inc.04-01-2015
Jose M Borro IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.03-13-2015
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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